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Principal Securities’s Innovator Premium Income 15 Buffer ETF October LOCT Stock Holding History

Principal Securities’s Portfolio LOCT Stock Details LOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-2,100
Closed -$50K – 2607
2025
Q3 		$50K Hold
2,100
– – ﹤0.01% 1943
2025
Q2 		$50K Hold
2,100
– – ﹤0.01% 1874
2025
Q1 		$50K Hold
2,100
– – ﹤0.01% 1760
2024
Q4 		$50K Buy
+2,100
New +$50.1K ﹤0.01% 1759

Other funds holding LOCT

MFG
MTM Financial Group Bethlehem, Pennsylvania $233M AUM 14.67% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
SW
Schulz Wealth Mansfield, Texas $156M AUM 13.29% 1-Year Est. Return
CA
Cannon Advisors Charlotte, North Carolina $164M AUM 30.34% 1-Year Est. Return
CW
CreativeOne Wealth Overland Park, Kansas $4.31B AUM 19.42% 1-Year Est. Return
AWM
Arista Wealth Management Las Vegas, Nevada $927M AUM 24.58% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Principal Securities's LOCT Position: Q4 2025 in Review

Principal Securities sold out of Innovator Premium Income 15 Buffer ETF October (LOCT) in Q4 2025, closing a stake of 2,100 shares — an estimated $50K sold.

Principal Securities first reported a position in LOCT in Q4 2024 and held it in 4 quarters. The position peaked at $50K in Q2 2025. 16 funds tracked by Wall St. Rank hold LOCT as of Q4 2025.

  • Principal Securities reported no remaining Innovator Premium Income 15 Buffer ETF October position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 2,100 Innovator Premium Income 15 Buffer ETF October shares in Q4 2025, an estimated $50K.
  • Principal Securities first reported a position in Innovator Premium Income 15 Buffer ETF October in Q4 2024 and held it in 4 quarters.
  • Principal Securities's Innovator Premium Income 15 Buffer ETF October position peaked at $50K in Q2 2025.
  • 16 funds tracked by Wall St. Rank held Innovator Premium Income 15 Buffer ETF October as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.