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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRH icon
1901
Diamondrock Hospitality Co
DRH
$2.68B
– –
-726
Closed -$5.78K
DRIV icon
1902
Global X Autonomous & Electric Vehicles ETF
DRIV
$361M
– –
-165
Closed -$4.67K
DRLL icon
1903
Strive US Energy ETF
DRLL
$294M
– –
-3,063
Closed -$88.1K
DRS icon
1904
Leonardo DRS
DRS
$12.4B
– –
-7
Closed -$318
DRSK icon
1905
Aptus Defined Risk ETF
DRSK
$1.5B
– –
-849
Closed -$24.5K
DSEP icon
1906
FT Vest US Equity Deep Buffer ETF September
DSEP
$346M
– –
-600
Closed -$26.5K
DSI icon
1907
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
– –
-1,325
Closed -$167K
DSGX icon
1908
Descartes Systems
DSGX
$6.68B
– –
-524
Closed -$49.4K
DSX.WS icon
1909
Diana Shipping Inc Warrants exp 2026
DSX.WS
$2.76M
– –
-105
Closed -$10
DTH icon
1910
WisdomTree International High Dividend Fund
DTH
$644M
– –
-1,159
Closed -$57K
DUOL icon
1911
Duolingo
DUOL
$6.53B
– –
-604
Closed -$194K
DUSA icon
1912
Davis Select US Equity ETF
DUSA
$1.26B
– –
-312
Closed -$14.9K
DVA icon
1913
DaVita
DVA
$15.5B
– –
-406
Closed -$53.9K
DV icon
1914
DoubleVerify
DV
$1.77B
– –
-10
Closed -$120
DVYE icon
1915
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
– –
-350
Closed -$10.4K
DWAS icon
1916
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$413M
– –
-23
Closed -$2.12K
DWM icon
1917
WisdomTree International Equity Fund
DWM
$667M
– –
-115
Closed -$7.62K
DWX icon
1918
State Street SPDR S&P International Dividend ETF
DWX
$529M
– –
-433
Closed -$18.5K
DX
1919
Dynex Capital
DX
$3.17B
– –
-591
Closed -$7.26K
DXC icon
1920
DXC Technology
DXC
$1.91B
– –
-1,419
Closed -$19.3K
DXJ icon
1921
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
– –
-325
Closed -$41.6K
DXPE icon
1922
DXP Enterprises
DXPE
$2.3B
– –
-829
Closed -$98.7K
DY icon
1923
Dycom Industries
DY
$11.2B
– –
-112
Closed -$32.7K
E icon
1924
ENI
E
$78.1B
– –
-1,527
Closed -$53.4K
EAOK icon
1925
iShares ESG Aware Conservative Allocation ETF
EAOK
$8.32M
– –
-719
Closed -$19.7K
75 76
77
78 79

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.