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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KGC icon
1901
Kinross Gold
KGC
$28.1B
$55.2K ﹤0.01%
2,221
+854
+62% +$16.4K
AIN icon
1902
Albany International
AIN
$2.16B
$55.1K ﹤0.01%
1,034
+170
+20% +$10.8K
OAEM icon
1903
OneAscent Emerging Markets ETF
OAEM
$120M
$55.1K ﹤0.01%
1,601
-1,473
-48% -$48.8K
USSG icon
1904
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$559M
$55.1K ﹤0.01%
898
+427
+91% +$25.2K
RBA icon
1905
RB Global
RBA
$21.7B
$54.9K ﹤0.01%
507
+50
+11% +$5.61K
JEF icon
1906
Jefferies Financial Group
JEF
$13.2B
$54.8K ﹤0.01%
838
+314
+60% +$19.1K
PUK icon
1907
Prudential
PUK
$36.1B
$54.6K ﹤0.01%
1,949
-244
-11% -$6.39K
TOWN icon
1908
Towne Bank
TOWN
$3.53B
$54.6K ﹤0.01%
1,578
+480
+44% +$17.2K
ASO icon
1909
Academy Sports + Outdoors
ASO
$3.13B
$54.3K ﹤0.01%
1,086
+3
+0.3% +$153
CARG icon
1910
CarGurus
CARG
$3.28B
$54.1K ﹤0.01%
1,453
+233
+19% +$7.96K
DVA icon
1911
DaVita
DVA
$15.4B
$53.9K ﹤0.01%
406
+23
+6% +$3.16K
MARA icon
1912
Marathon Digital Holdings
MARA
$4.34B
$53.8K ﹤0.01%
2,945
+22
+0.8% +$371
RIOT icon
1913
Riot Platforms
RIOT
$8.03B
$53.7K ﹤0.01%
2,820
+58
+2% +$803
IQDY icon
1914
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$108M
$53.7K ﹤0.01%
1,581
– –
FSIG icon
1915
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$53.6K ﹤0.01%
2,788
– –
AOK icon
1916
iShares Core Conservative Allocation ETF
AOK
$788M
$53.5K ﹤0.01%
1,333
-2,208
-62% -$87K
APLE icon
1917
Apple Hospitality REIT
APLE
$3.97B
$53.5K ﹤0.01%
4,451
+851
+24% +$10.5K
ERH
1918
Allspring Utilities & High Income Fund
ERH
$106M
$53.4K ﹤0.01%
4,311
-4,355
-50% -$51.9K
E icon
1919
ENI
E
$72.9B
$53.4K ﹤0.01%
1,527
+377
+33% +$13K
FGD icon
1920
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$53.2K ﹤0.01%
1,849
-837
-31% -$24K
PBA icon
1921
Pembina Pipeline
PBA
$29B
$53.1K ﹤0.01%
1,313
+251
+24% +$9.47K
COPX icon
1922
Global X Copper Miners ETF NEW
COPX
$7.07B
$52.7K ﹤0.01%
881
-5,237
-86% -$253K
EVR icon
1923
Evercore
EVR
$13.2B
$52.6K ﹤0.01%
156
+45
+41% +$14.1K
IVVB icon
1924
iShares Large Cap Deep Quarterly Laddered ETF
IVVB
$126M
$52.4K ﹤0.01%
1,600
– –
REET icon
1925
iShares Global REIT ETF
REET
$5.18B
$52.1K ﹤0.01%
2,039
+1,957
+2,387% +$49.1K
75 76
77
78 79

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.