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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNPR
1801
DELISTED
Juniper Networks
JNPR
$38.7K ﹤0.01%
994
-51
-5% -$1.95K
DHS icon
1802
WisdomTree US High Dividend Fund
DHS
$1.59B
$38.6K ﹤0.01%
412
– –
OILK icon
1803
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$200M
$38.6K ﹤0.01%
910
+7
+0.8% +$316
FELE icon
1804
Franklin Electric
FELE
$4.85B
$38.6K ﹤0.01%
368
-7
-2% -$701
MINO icon
1805
PIMCO Municipal Income Opportunities Active ETF
MINO
$728M
$38.3K ﹤0.01%
830
+610
+277% +$27.9K
MFG icon
1806
Mizuho Financial
MFG
$123B
$38.3K ﹤0.01%
9,158
+2,490
+37% +$10.4K
HIMS icon
1807
Hims & Hers Health
HIMS
$6.79B
$38.3K ﹤0.01%
2,077
+481
+30% +$8.61K
AGM icon
1808
Federal Agricultural Mortgage
AGM
$2.31B
$38.2K ﹤0.01%
204
-1
-0.5% -$191
JXN icon
1809
Jackson Financial
JXN
$8.57B
$38.2K ﹤0.01%
419
-33
-7% -$2.75K
GMF icon
1810
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$417M
$38.2K ﹤0.01%
+310
New +$34.9K
CRS icon
1811
Carpenter Technology
CRS
$27.8B
$38.1K ﹤0.01%
239
-34
-12% -$4.6K
ALTR
1812
DELISTED
Altair Engineering Inc
ALTR
$37.6K ﹤0.01%
394
+60
+18% +$5.45K
UGI icon
1813
UGI
UGI
$7.92B
$37.5K ﹤0.01%
1,497
+40
+3% +$964
SUN icon
1814
Sunoco
SUN
$14.4B
$37.4K ﹤0.01%
698
+21
+3% +$1.14K
JPEF icon
1815
JPMorgan Equity Focus ETF
JPEF
$1.97B
$37.4K ﹤0.01%
571
– –
OPCH icon
1816
Option Care Health
OPCH
$3.53B
$37.3K ﹤0.01%
1,192
+281
+31% +$8.63K
VTWG icon
1817
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$37.3K ﹤0.01%
180
– –
CNS icon
1818
Cohen & Steers
CNS
$4.24B
$37.1K ﹤0.01%
387
+24
+7% +$2.04K
SMAY icon
1819
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$37K ﹤0.01%
1,507
– –
FEMB icon
1820
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$37K ﹤0.01%
1,278
+81
+7% +$2.28K
SLGN icon
1821
Silgan Holdings
SLGN
$5.07B
$36.8K ﹤0.01%
700
-105
-13% -$5.11K
LVS icon
1822
Las Vegas Sands
LVS
$32B
$36.7K ﹤0.01%
730
-6,370
-90% -$261K
R icon
1823
Ryder
R
$9.98B
$36.7K ﹤0.01%
252
+99
+65% +$13.4K
NXT icon
1824
Nextpower Inc
NXT
$14.5B
$36.7K ﹤0.01%
980
-241
-20% -$10K
ITT icon
1825
ITT
ITT
$17.8B
$36.6K ﹤0.01%
245
+37
+18% +$5.04K
71 72
73
74 75

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.