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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRBU icon
1776
Caribou Biosciences
CRBU
$148M
– –
-270
Closed -$629
CRC icon
1777
California Resources
CRC
$4.38B
– –
-411
Closed -$21.9K
CRI icon
1778
Carter's
CRI
$1.45B
– –
-1,738
Closed -$49K
CRNX icon
1779
Crinetics Pharmaceuticals
CRNX
$8.88B
– –
-80
Closed -$3.33K
CROX icon
1780
Crocs
CROX
$6.75B
– –
-1,441
Closed -$120K
CRS icon
1781
Carpenter Technology
CRS
$27.8B
– –
-184
Closed -$45.2K
CRSP icon
1782
CRISPR Therapeutics
CRSP
$4.68B
– –
-241
Closed -$15.6K
CRTO icon
1783
Criteo
CRTO
$1.06B
– –
-616
Closed -$13.9K
CRUS icon
1784
Cirrus Logic
CRUS
$6.87B
– –
-483
Closed -$60.5K
CRVO icon
1785
CervoMed
CRVO
$23.7M
– –
-1,665
Closed -$13.5K
CSGS
1786
DELISTED
CSG Systems International
CSGS
– –
-177
Closed -$11.4K
CSIQ icon
1787
Canadian Solar
CSIQ
$927M
– –
-85
Closed -$1.11K
CSL icon
1788
Carlisle Companies
CSL
$14.1B
– –
-230
Closed -$75.8K
CSMD icon
1789
Congress SMid Growth ETF
CSMD
$466M
– –
-141
Closed -$4.7K
CSM icon
1790
ProShares Large Cap Core Plus
CSM
$513M
– –
-142
Closed -$10.8K
CSR
1791
Centerspace
CSR
$941M
– –
-105
Closed -$6.18K
CSTM icon
1792
Constellium
CSTM
$3.96B
– –
-85
Closed -$1.26K
CSWC icon
1793
Capital Southwest
CSWC
$1.48B
– –
-462
Closed -$10.1K
CSTL icon
1794
Castle Biosciences
CSTL
$725M
– –
-76
Closed -$1.73K
CSW
1795
CSW Industrials
CSW
$4.87B
– –
-62
Closed -$15.1K
CTLP
1796
DELISTED
Cantaloupe
CTLP
– –
-397
Closed -$4.2K
CTO
1797
CTO Realty Growth
CTO
$740M
– –
-28
Closed -$456
CTS icon
1798
CTS Corp
CTS
$1.85B
– –
-65
Closed -$2.6K
CUBI icon
1799
Customers Bancorp
CUBI
$2.69B
– –
-373
Closed -$24.4K
CUK
1800
DELISTED
Carnival PLC
CUK
– –
-1,041
Closed -$27.5K
70 71
72
73 74

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.