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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSBC icon
1751
WesBanco
WSBC
$4.03B
$44K ﹤0.01%
1,476
-6
-0.4% -$184
AFRM icon
1752
Affirm
AFRM
$24.2B
$43.9K ﹤0.01%
1,075
+78
+8% +$2.59K
FTSD icon
1753
Franklin Short Duration US Government ETF
FTSD
$300M
$43.8K ﹤0.01%
480
+36
+8% +$3.26K
SITE icon
1754
SiteOne Landscape Supply
SITE
$4.58B
$43.8K ﹤0.01%
290
+33
+13% +$4.52K
VONG icon
1755
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$43.6K ﹤0.01%
452
+9
+2% +$840
ING icon
1756
ING
ING
$95.1B
$43.5K ﹤0.01%
2,393
-1,245
-34% -$22.2K
RKT icon
1757
Rocket Companies
RKT
$39.6B
$43.3K ﹤0.01%
2,256
+1,220
+118% +$21.4K
CNMD icon
1758
CONMED
CNMD
$1.33B
$43.2K ﹤0.01%
601
+10
+2% +$706
RPV icon
1759
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$43.1K ﹤0.01%
485
– –
ZM icon
1760
Zoom
ZM
$26.8B
$43K ﹤0.01%
617
+144
+30% +$9K
RWK icon
1761
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
$42.8K ﹤0.01%
368
-28
-7% -$3.15K
ASX icon
1762
ASE Group
ASX
$74.4B
$42.7K ﹤0.01%
4,376
-746
-15% -$7.58K
KYN icon
1763
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$42.6K ﹤0.01%
3,875
– –
CVNA icon
1764
Carvana
CVNA
$47.3B
$42.5K ﹤0.01%
1,220
+930
+321% +$26.7K
REGL icon
1765
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.78B
$42.4K ﹤0.01%
519
+19
+4% +$1.49K
BJAN icon
1766
Innovator US Equity Buffer ETF January
BJAN
$343M
$42.2K ﹤0.01%
907
– –
JPUS
1767
JPMorgan Diversified Return US Equity ETF
JPUS
$463M
$42.1K ﹤0.01%
352
– –
MYD
1768
DELISTED
BlackRock MuniYield Fund
MYD
$42.1K ﹤0.01%
3,683
– –
RGLD icon
1769
Royal Gold
RGLD
$16.6B
$42.1K ﹤0.01%
300
+254
+552% +$34.8K
AES icon
1770
AES
AES
$10.6B
$42.1K ﹤0.01%
2,098
-416
-17% -$7.36K
REXR icon
1771
Rexford Industrial Realty
REXR
$8.64B
$42.1K ﹤0.01%
836
-405
-33% -$20.1K
PEJ icon
1772
Invesco Leisure and Entertainment ETF
PEJ
$263M
$41.8K ﹤0.01%
877
-210
-19% -$9.54K
ONEY icon
1773
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$689M
$41.7K ﹤0.01%
372
+37
+11% +$4.01K
EQH icon
1774
Equitable Holdings
EQH
$13.5B
$41.5K ﹤0.01%
988
+446
+82% +$18.3K
WFRD icon
1775
Weatherford International
WFRD
$5.99B
$41.5K ﹤0.01%
489
-40
-8% -$4.31K
69 70
71
72 73

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.