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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
1726
Franklin Resources
BEN
$17.3B
$76.8K ﹤0.01%
3,322
+294
+10% +$7.27K
OGE icon
1727
OGE Energy
OGE
$10.2B
$76.8K ﹤0.01%
1,660
+259
+18% +$11.6K
EVTC icon
1728
Evertec
EVTC
$1.94B
$76.7K ﹤0.01%
2,271
+918
+68% +$32K
SEE
1729
DELISTED
Sealed Air
SEE
$76.7K ﹤0.01%
2,170
+447
+26% +$14.3K
FTF
1730
Franklin Limited Duration Income Trust
FTF
$233M
$76.6K ﹤0.01%
12,031
+850
+8% +$5.46K
FEBM
1731
FT Vest U.S. Equity Max Buffer ETF - February
FEBM
$47.8M
$76.6K ﹤0.01%
2,560
– –
TAK icon
1732
Takeda Pharmaceutical
TAK
$56B
$76.5K ﹤0.01%
5,228
+594
+13% +$8.82K
CATH icon
1733
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$76.4K ﹤0.01%
943
+4
+0.4% +$312
IDLV icon
1734
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$76.4K ﹤0.01%
2,280
+19
+0.8% +$637
HXL icon
1735
Hexcel
HXL
$8.3B
$76.4K ﹤0.01%
1,218
+73
+6% +$4.48K
FNV icon
1736
Franco-Nevada
FNV
$40.6B
$76.2K ﹤0.01%
342
-8
-2% -$1.44K
SMB icon
1737
VanEck Short Muni ETF
SMB
$312M
$76.2K ﹤0.01%
4,376
+529
+14% +$9.17K
RMBS icon
1738
Rambus
RMBS
$9.49B
$76.1K ﹤0.01%
730
-271
-27% -$20.9K
GAUG icon
1739
FT Vest US Equity Moderate Buffer ETF August
GAUG
$292M
$75.9K ﹤0.01%
1,965
+825
+72% +$31.2K
CSL icon
1740
Carlisle Companies
CSL
$14.1B
$75.8K ﹤0.01%
230
-24
-9% -$9.15K
GBIL icon
1741
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$75.7K ﹤0.01%
755
+14
+2% +$1.4K
NNN icon
1742
NNN REIT
NNN
$9.37B
$75.6K ﹤0.01%
1,776
+567
+47% +$24.1K
FIVN icon
1743
FIVE9
FIVN
$2.08B
$75.5K ﹤0.01%
3,118
+1,765
+130% +$46.7K
QBTS icon
1744
D-Wave Quantum Inc. Common Stock
QBTS
$6.53B
$75.4K ﹤0.01%
3,052
+1,190
+64% +$21.7K
PBJ icon
1745
Invesco Food & Beverage ETF
PBJ
$111M
$75.2K ﹤0.01%
1,639
-30,837
-95% -$1.46M
AMG icon
1746
Affiliated Managers Group
AMG
$9.78B
$75K ﹤0.01%
315
+213
+209% +$46.9K
ESML icon
1747
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
$75K ﹤0.01%
1,663
+226
+16% +$9.82K
TRU icon
1748
TransUnion
TRU
$16.2B
$74.8K ﹤0.01%
892
-34
-4% -$3.09K
IBMN
1749
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$74.6K ﹤0.01%
2,786
+87
+3% +$2.33K
DKL icon
1750
Delek Logistics
DKL
$3.07B
$74.5K ﹤0.01%
1,635
+245
+18% +$10.8K
68 69
70
71 72

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.