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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDA icon
1651
Schwab Fundamental US Small Company Index ETF
FNDA
$9.23B
$88K ﹤0.01%
2,825
-25
-0.9% -$759
FLUT icon
1652
Flutter Entertainment
FLUT
$18.8B
$87.4K ﹤0.01%
344
+113
+49% +$33.1K
TMFE icon
1653
Motley Fool Capital Efficiency 100 Index ETF
TMFE
$77.4M
$87.3K ﹤0.01%
3,000
– –
FELV icon
1654
Fidelity Enhanced Large Cap Value ETF
FELV
$3.26B
$87.2K ﹤0.01%
2,602
+378
+17% +$12.3K
BLD
1655
DELISTED
TopBuild
BLD
$87.2K ﹤0.01%
223
-53
-19% -$21.2K
NCLH icon
1656
Norwegian Cruise Line
NCLH
$9.64B
$87.1K ﹤0.01%
3,535
+379
+12% +$9.21K
TXRH icon
1657
Texas Roadhouse
TXRH
$13.4B
$87.1K ﹤0.01%
524
+40
+8% +$7.05K
CE icon
1658
Celanese
CE
$4.82B
$86.7K ﹤0.01%
2,060
-436
-17% -$21.7K
RFG icon
1659
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$338M
$86.6K ﹤0.01%
1,700
– –
BMRN icon
1660
BioMarin Pharmaceuticals
BMRN
$12B
$86.6K ﹤0.01%
1,599
+30
+2% +$1.72K
APAM icon
1661
Artisan Partners
APAM
$2.91B
$86.5K ﹤0.01%
1,994
+14
+0.7% +$645
AAAU icon
1662
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.44B
$86.3K ﹤0.01%
2,265
+1,443
+176% +$49.3K
ARKX icon
1663
ARK Space & Defense Innovation ETF
ARKX
$788M
$86K ﹤0.01%
3,011
+1,048
+53% +$27.5K
VCYT icon
1664
Veracyte
VCYT
$4.44B
$85.8K ﹤0.01%
2,498
+176
+8% +$5.05K
TBLL icon
1665
Invesco Short Term Treasury ETF
TBLL
$2.61B
$85.7K ﹤0.01%
811
-25
-3% -$2.64K
HYLS icon
1666
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$85.4K ﹤0.01%
2,031
+6
+0.3% +$252
LLYVK icon
1667
Liberty Live Group Series C
LLYVK
$9.55B
$84.9K ﹤0.01%
876
+857
+4,511% +$77.5K
CBT icon
1668
Cabot Corp
CBT
$4.74B
$84.8K ﹤0.01%
1,115
+178
+19% +$13.9K
JAJL
1669
Innovator Equity Defined Protection ETF - 6mo Jan/Jul
JAJL
$262M
$84.8K ﹤0.01%
2,959
+402
+16% +$11.4K
TEVA icon
1670
Teva Pharmaceuticals
TEVA
$36.7B
$84.4K ﹤0.01%
4,179
+449
+12% +$7.89K
ARW icon
1671
Arrow Electronics
ARW
$10.7B
$84K ﹤0.01%
694
+60
+9% +$7.55K
FCG icon
1672
First Trust Natural Gas ETF
FCG
$610M
$83.8K ﹤0.01%
3,566
+87
+3% +$2.04K
GMAB icon
1673
Genmab
GMAB
$17.9B
$83.7K ﹤0.01%
2,730
+499
+22% +$12.2K
QCLN icon
1674
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$585M
$83.6K ﹤0.01%
+1,994
New +$74.2K
HEI icon
1675
HEICO Corp
HEI
$50.5B
$83.6K ﹤0.01%
259
-17
-6% -$5.41K
65 66
67
68 69

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.