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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXP icon
1576
Eagle Materials
EXP
$6.78B
$105K ﹤0.01%
451
+227
+101% +$51.5K
LVHD icon
1577
Franklin US Low Volatility High Dividend Index ETF
LVHD
$643M
$105K ﹤0.01%
2,541
-21
-0.8% -$856
PMAR icon
1578
Innovator US Equity Power Buffer ETF March
PMAR
$756M
$105K ﹤0.01%
2,381
+119
+5% +$5.13K
IGEB icon
1579
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$104K ﹤0.01%
2,265
-142
-6% -$6.47K
ZOCT
1580
Innovator Equity Defined Protection ETF - 1 Yr October
ZOCT
$105M
$104K ﹤0.01%
3,919
-34,780
-90% -$915K
TOL icon
1581
Toll Brothers
TOL
$14.3B
$104K ﹤0.01%
752
+207
+38% +$27K
JOBY icon
1582
Joby Aviation
JOBY
$7.03B
$104K ﹤0.01%
6,427
+2,717
+73% +$41.3K
ASAN icon
1583
Asana
ASAN
$1.81B
$103K ﹤0.01%
7,718
+7,698
+38,490% +$109K
INDA icon
1584
iShares MSCI India ETF
INDA
$6.77B
$103K ﹤0.01%
1,974
+32
+2% +$1.71K
CGIC
1585
Capital Group International Core Equity ETF
CGIC
$2.16B
$102K ﹤0.01%
3,326
+696
+26% +$20.8K
ZAUG
1586
Innovator Equity Defined Protection ETF - 1 Yr August
ZAUG
$97.5M
$102K ﹤0.01%
3,872
+1,600
+70% +$41.8K
MSA icon
1587
Mine Safety
MSA
$6.87B
$102K ﹤0.01%
593
+98
+20% +$16.9K
ADM icon
1588
Archer Daniels Midland
ADM
$40.4B
$102K ﹤0.01%
1,701
+141
+9% +$8.25K
INVH icon
1589
Invitation Homes
INVH
$17.8B
$101K ﹤0.01%
3,452
-153
-4% -$4.72K
FCFS icon
1590
FirstCash
FCFS
$9.16B
$101K ﹤0.01%
639
+116
+22% +$16.2K
Z icon
1591
Zillow
Z
$7.36B
$101K ﹤0.01%
1,314
+567
+76% +$46.3K
DOW icon
1592
Dow Inc
DOW
$21B
$101K ﹤0.01%
4,388
-16,226
-79% -$404K
ROKU icon
1593
Roku
ROKU
$21.3B
$100K ﹤0.01%
1,002
+835
+500% +$77K
HMC icon
1594
Honda
HMC
$38.3B
$100K ﹤0.01%
3,252
+1,039
+47% +$33.9K
SLI
1595
Standard Lithium
SLI
$519M
$100K ﹤0.01%
29,670
– –
WCC
1596
WESCO International
WCC
$16.1B
$99.8K ﹤0.01%
472
-69
-13% -$14.5K
BIIB icon
1597
Biogen
BIIB
$29.7B
$99.6K ﹤0.01%
711
+7
+1% +$946
ERIC icon
1598
Ericsson
ERIC
$31.6B
$99.6K ﹤0.01%
12,039
+419
+4% +$3.28K
FTXN icon
1599
First Trust Nasdaq Oil & Gas ETF
FTXN
$162M
$99.2K ﹤0.01%
3,484
-193
-5% -$5.41K
BKAG icon
1600
BNY Mellon Core Bond ETF
BKAG
$2.17B
$99.1K ﹤0.01%
2,326
– –
62 63
64
65 66

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.