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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CG icon
1551
Carlyle Group
CG
$16.7B
$110K ﹤0.01%
1,758
+71
+4% +$4.43K
GGG icon
1552
Graco
GGG
$13B
$110K ﹤0.01%
1,297
+11
+0.9% +$941
BHC icon
1553
Bausch Health
BHC
$1.67B
$110K ﹤0.01%
17,030
-1,373
-7% -$9.38K
ALK icon
1554
Alaska Air
ALK
$5.3B
$110K ﹤0.01%
2,204
-172
-7% -$9.56K
SCHQ
1555
Schwab Long-Term US Treasury ETF
SCHQ
$805M
$110K ﹤0.01%
3,395
+428
+14% +$13.6K
VIOO icon
1556
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
$110K ﹤0.01%
992
-132
-12% -$14.1K
FCBD
1557
Frontier Asset Core Bond ETF
FCBD
$40.2M
$109K ﹤0.01%
4,259
+1,295
+44% +$33.2K
MPLX icon
1558
MPLX
MPLX
$59.2B
$109K ﹤0.01%
2,179
-240
-10% -$12.2K
GMAY icon
1559
FT Vest US Equity Moderate Buffer ETF May
GMAY
$526M
$109K ﹤0.01%
2,685
– –
TCOM icon
1560
Trip.com Group
TCOM
$28.2B
$109K ﹤0.01%
1,444
+1,132
+363% +$75.6K
IETC icon
1561
iShares US Tech Independence Focused ETF
IETC
$658M
$108K ﹤0.01%
1,061
-126
-11% -$12.4K
PK icon
1562
Park Hotels & Resorts
PK
$3.03B
$108K ﹤0.01%
9,757
+29
+0.3% +$326
SNDR icon
1563
Schneider National
SNDR
$6.44B
$108K ﹤0.01%
5,083
+576
+13% +$14.1K
ARKQ icon
1564
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.9B
$107K ﹤0.01%
963
+252
+35% +$24.9K
YMAG icon
1565
YieldMax Magnificent 7 Fund of Option Income ETFs
YMAG
$277M
$107K ﹤0.01%
6,837
+5,470
+400% +$84.5K
ILCV icon
1566
iShares Morningstar Value ETF
ILCV
$1.31B
$107K ﹤0.01%
1,192
-7
-0.6% -$606
EXE
1567
Expand Energy Corp
EXE
$21.7B
$107K ﹤0.01%
1,009
-1,350
-57% -$135K
BKEM icon
1568
BNY Mellon Emerging Markets Equity ETF
BKEM
$83.3M
$107K ﹤0.01%
4,371
-18
-0.4% -$416
AGCO icon
1569
AGCO
AGCO
$8.71B
$107K ﹤0.01%
997
-7
-0.7% -$773
BAH icon
1570
Booz Allen Hamilton
BAH
$8.59B
$106K ﹤0.01%
1,065
-271
-20% -$29K
BSY icon
1571
Bentley Systems
BSY
$10.2B
$106K ﹤0.01%
2,066
+143
+7% +$7.83K
FMX icon
1572
Fomento Económico Mexicano
FMX
$45B
$106K ﹤0.01%
1,078
+13
+1% +$1.21K
FLCE
1573
Frontier Asset U.S. Large Cap Equity ETF
FLCE
$79.9M
$106K ﹤0.01%
3,778
+989
+35% +$26.7K
DOX icon
1574
Amdocs
DOX
$5.64B
$106K ﹤0.01%
1,288
+65
+5% +$5.63K
ONON icon
1575
On Holding
ONON
$12.4B
$105K ﹤0.01%
2,491
+444
+22% +$21.1K
61 62
63
64 65

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.