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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AX icon
1526
Axos Financial
AX
$5.64B
– –
-277
Closed -$23.4K
AXGN icon
1527
Axogen
AXGN
$2.19B
– –
-85
Closed -$1.52K
AXS icon
1528
AXIS Capital
AXS
$8.79B
– –
-448
Closed -$42.9K
AXSM icon
1529
Axsome Therapeutics
AXSM
$12.1B
– –
-33
Closed -$4.01K
AZTA icon
1530
Azenta
AZTA
$1.33B
– –
-383
Closed -$11K
AZZ icon
1531
AZZ Inc
AZZ
$4.41B
– –
-30
Closed -$3.27K
BAC.PRL icon
1532
Bank of America Series L
BAC.PRL
$3.98B
– –
-5
Closed -$6.4K
BAH icon
1533
Booz Allen Hamilton
BAH
$8.78B
– –
-1,065
Closed -$106K
BALL icon
1534
Ball Corp
BALL
$17.8B
– –
-1,255
Closed -$63.3K
BALT icon
1535
Innovator Defined Wealth Shield ETF
BALT
$2.72B
– –
-5,827
Closed -$191K
BANC icon
1536
Banc of California
BANC
$3.27B
– –
-97
Closed -$1.6K
BANF icon
1537
BancFirst
BANF
$3.89B
– –
-256
Closed -$32.4K
BAP icon
1538
Credicorp
BAP
$30.9B
– –
-54
Closed -$14.4K
BAR icon
1539
GraniteShares Gold Shares
BAR
$1.36B
– –
-1,091
Closed -$41.5K
BB icon
1540
BlackBerry
BB
$4.74B
– –
-877
Closed -$4.28K
BBAI icon
1541
BigBear.ai
BBAI
$1.32B
– –
-1,300
Closed -$8.48K
BBAX icon
1542
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.69B
– –
-49
Closed -$2.76K
BBCA icon
1543
JPMorgan BetaBuilders Canada ETF
BBCA
$11B
– –
-36
Closed -$3.14K
BBD icon
1544
Banco Bradesco
BBD
$38.3B
– –
-607
Closed -$2.05K
BBH icon
1545
VanEck Biotech ETF
BBH
$409M
– –
-72
Closed -$11.9K
BBIO icon
1546
BridgeBio Pharma
BBIO
$16.8B
– –
-16
Closed -$831
BBUC
1547
Brookfield Business Corp Class A Subordinate Voting Shares
BBUC
$6.55B
– –
-14
Closed -$469
BBWI icon
1548
Bath & Body Works
BBWI
$4.13B
– –
-2,430
Closed -$62.6K
BC icon
1549
Brunswick
BC
$5.33B
– –
-985
Closed -$62.3K
BCC icon
1550
Boise Cascade
BCC
$2.83B
– –
-538
Closed -$41.6K
60 61
62
63 64

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.