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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DJD icon
1501
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$489M
$78.3K ﹤0.01%
1,488
– –
AIN icon
1502
Albany International
AIN
$2.16B
$77.6K ﹤0.01%
873
-4
-0.5% -$352
EBND icon
1503
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$77.5K ﹤0.01%
3,646
+79
+2% +$1.63K
SAN icon
1504
Banco Santander
SAN
$200B
$77.5K ﹤0.01%
15,198
+2,384
+19% +$11.5K
BFAM icon
1505
Bright Horizons
BFAM
$4.24B
$77.5K ﹤0.01%
553
+159
+40% +$20.6K
PRGO icon
1506
Perrigo
PRGO
$1.43B
$77.4K ﹤0.01%
2,950
+416
+16% +$11.5K
BOTZ icon
1507
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.17B
$77.2K ﹤0.01%
2,400
-160
-6% -$4.9K
USFD icon
1508
US Foods
USFD
$22.3B
$76.7K ﹤0.01%
1,247
+902
+261% +$50.5K
NOV icon
1509
NOV
NOV
$7.11B
$76.6K ﹤0.01%
4,794
+34
+0.7% +$604
CHH icon
1510
Choice Hotels
CHH
$5.22B
$76.4K ﹤0.01%
586
+146
+33% +$18.3K
IDHQ icon
1511
Invesco S&P International Developed Quality ETF
IDHQ
$920M
$76.2K ﹤0.01%
2,398
+550
+30% +$17K
REG icon
1512
Regency Centers
REG
$14.8B
$76.1K ﹤0.01%
1,054
+157
+18% +$10.9K
GNL icon
1513
Global Net Lease
GNL
$1.86B
$75.9K ﹤0.01%
9,011
+277
+3% +$2.33K
BMAR icon
1514
Innovator US Equity Buffer ETF March
BMAR
$249M
$75.7K ﹤0.01%
1,682
– –
PDD icon
1515
Pinduoduo
PDD
$122B
$75.6K ﹤0.01%
561
-5,175
-90% -$636K
HYLS icon
1516
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$75.3K ﹤0.01%
1,795
-4
-0.2% -$165
NWSA icon
1517
News Corp Class A
NWSA
$15.3B
$74.9K ﹤0.01%
2,813
+322
+13% +$8.75K
RFG icon
1518
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$74.7K ﹤0.01%
1,520
– –
BIP icon
1519
Brookfield Infrastructure Partners
BIP
$19.3B
$74.6K ﹤0.01%
2,129
-234
-10% -$7.35K
FTF
1520
Franklin Limited Duration Income Trust
FTF
$233M
$74.6K ﹤0.01%
11,181
– –
HEI icon
1521
HEICO Corp
HEI
$50.8B
$74.5K ﹤0.01%
285
+22
+8% +$5.32K
WTFC icon
1522
Wintrust Financial
WTFC
$10.9B
$74.3K ﹤0.01%
685
-97
-12% -$10.1K
IBMN
1523
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$74.2K ﹤0.01%
2,784
+42
+2% +$1.12K
XYLG icon
1524
Global X S&P 500 Covered Call & Growth ETF
XYLG
$64.5M
$74.2K ﹤0.01%
2,313
+368
+19% +$11.5K
XLB icon
1525
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$74.2K ﹤0.01%
1,540
-50
-3% -$2.28K
59 60
61
62 63

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.