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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
TJX Companies
TJX
$159B
| $10.5M | 0.15% |
65,866
+5,368
| +9% | +$836K |
2023 Q4
9 quarters
|
|
127
Vanguard Core Bond ETF
VCRB
$7.64B
| $10.4M | 0.15% |
134,993
+3,563
| +3% | +$278K |
2024 Q2
7 quarters
|
|
128
Booking.com
BKNG
$125B
| $10.3M | 0.15% |
61,400
+5,475
| +10% | +$1.01M |
2023 Q4
9 quarters
|
|
129
ActivePassive Intermediate Municipal Bond ETF
APMU
$253M
| $10.3M | 0.15% |
411,841
+20,857
| +5% | +$526K |
2023 Q4
9 quarters
|
|
130
Franklin FTSE Japan ETF
FLJP
$4.19B
| $10.2M | 0.15% |
+282,972
| New | +$10.5M |
2026 Q1
0 quarters
|
|
131
iShares Global Infrastructure ETF
IGF
$10.5B
| $10.2M | 0.15% |
151,872
-2,316
| -2% | -$152K |
2023 Q4
9 quarters
|
|
132
Netflix
NFLX
$302B
| $10.2M | 0.15% |
105,564
+8,993
| +9% | +$792K |
2023 Q4
9 quarters
|
|
133
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.6B
| $10.1M | 0.15% |
202,877
+8,026
| +4% | +$399K |
2023 Q4
9 quarters
|
|
134
Lam Research
LRCX
$347B
| $10.1M | 0.15% |
47,086
-13,166
| -22% | -$2.94M |
2023 Q4
9 quarters
|
|
135
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
| $9.71M | 0.14% |
142,235
+1,183
| +0.8% | +$84.2K |
2023 Q4
9 quarters
|
|
136
Simplify Stable Income ETF
BUCK
$522M
| $9.67M | 0.14% |
411,536
+207,344
| +102% | +$4.91M |
2024 Q2
7 quarters
|
|
137
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
| $9.6M | 0.14% |
103,483
+15,241
| +17% | +$1.45M |
2023 Q4
9 quarters
|
|
138
Vanguard Morningstar Small-Cap ETF
VB
$77.9B
| $9.58M | 0.14% |
36,590
-555
| -1% | -$150K |
2023 Q4
9 quarters
|
|
139
Principal Financial Group
PFG
$23.3B
| $9.46M | 0.14% |
105,011
+87,665
| +505% | +$8.01M |
2023 Q4
9 quarters
|
|
140
Vanguard Total International Bond ETF
BNDX
$83.7B
| $9.34M | 0.14% |
194,438
+6,842
| +4% | +$332K |
2023 Q4
9 quarters
|
|
141
iShares International Country Rotation Active ETF
CORO
$12.9B
| $9.3M | 0.14% |
+289,171
| New | +$9.53M |
2026 Q1
0 quarters
|
|
142
Palantir
PLTR
$482B
| $9.24M | 0.14% |
63,194
+6,519
| +12% | +$997K |
2023 Q4
9 quarters
|
|
143
iShares National Muni Bond ETF
MUB
$49.2B
| $9.09M | 0.13% |
85,630
-2,635
| -3% | -$283K |
2023 Q4
9 quarters
|
|
144
Vanguard High Dividend Yield ETF
VYM
$81.4B
| $8.88M | 0.13% |
59,993
-972
| -2% | -$146K |
2023 Q4
9 quarters
|
|
145
iShares A.I. Innovation and Tech Active ETF
BAI
$13.3B
| $8.83M | 0.13% |
267,902
+51,010
| +24% | +$1.75M |
2025 Q2
3 quarters
|
|
146
Verizon
VZ
$184B
| $8.81M | 0.13% |
175,499
+14,577
| +9% | +$676K |
2023 Q4
9 quarters
|
|
147
Principal Exchange-Traded Funds Principal Quality ETF
PSET
$25.8M
| $8.75M | 0.13% |
125,745
+3,482
| +3% | +$258K |
2023 Q4
9 quarters
|
|
148
Merck
MRK
$358B
| $8.74M | 0.13% |
72,670
+16,195
| +29% | +$1.87M |
2023 Q4
9 quarters
|
|
149
Goldman Sachs
GS
$260B
| $8.73M | 0.13% |
10,316
-716
| -6% | -$639K |
2023 Q4
9 quarters
|
|
150
Cisco
CSCO
$433B
| $8.72M | 0.13% |
112,350
-1,054
| -0.9% | -$82.5K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.