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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APMU icon
126
ActivePassive Intermediate Municipal Bond ETF
APMU
$243M
$9.81M 0.15%
390,984
+90,515
+30% +$2.27M
RDVY icon
127
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$9.8M 0.15%
141,052
+9,753
+7% +$663K
EFAV icon
128
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$9.78M 0.15%
113,406
-2,710
-2% -$232K
GS icon
129
Goldman Sachs
GS
$313B
$9.7M 0.15%
11,032
+1,114
+11% +$909K
KO icon
130
Coca-Cola
KO
$354B
$9.65M 0.15%
137,974
+7,235
+6% +$504K
XMMO icon
131
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$9.64M 0.15%
69,627
+6,279
+10% +$859K
CGHM
132
Capital Group Municipal High-Income ETF
CGHM
$3.2B
$9.64M 0.15%
378,269
+113,348
+43% +$2.89M
VTIP icon
133
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$9.64M 0.15%
194,851
+9,883
+5% +$494K
VB icon
134
Vanguard Small-Cap ETF
VB
$79.5B
$9.58M 0.15%
37,145
+859
+2% +$220K
IGF icon
135
iShares Global Infrastructure ETF
IGF
$11B
$9.46M 0.15%
154,188
-3,017
-2% -$186K
MUB icon
136
iShares National Muni Bond ETF
MUB
$45.1B
$9.45M 0.15%
88,265
+10,792
+14% +$1.16M
FENI icon
137
Fidelity Enhanced International ETF
FENI
$10.4B
$9.4M 0.15%
256,853
+40,568
+19% +$1.45M
PSET icon
138
Principal Exchange-Traded Funds Principal Quality ETF
PSET
$27.4M
$9.33M 0.14%
122,263
-245,106
-67% -$18.7M
TJX icon
139
TJX Companies
TJX
$170B
$9.29M 0.14%
60,498
+9,354
+18% +$1.38M
ETV
140
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$9.24M 0.14%
643,122
-9,633
-1% -$138K
SHYG icon
141
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$9.23M 0.14%
215,294
-11,408
-5% -$490K
BNDX icon
142
Vanguard Total International Bond ETF
BNDX
$82B
$9.06M 0.14%
187,596
+26,732
+17% +$1.32M
NFLX icon
143
Netflix
NFLX
$292B
$9.05M 0.14%
96,571
-589
-0.6% -$63.5K
BAC icon
144
Bank of America
BAC
$435B
$8.79M 0.14%
159,833
+16,113
+11% +$852K
KLAC icon
145
KLA
KLAC
$275B
$8.78M 0.14%
72,260
+14,620
+25% +$1.71M
VYM icon
146
Vanguard High Dividend Yield ETF
VYM
$81.1B
$8.75M 0.14%
60,965
-218
-0.4% -$31K
AIQ icon
147
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
$8.74M 0.13%
171,832
+16,001
+10% +$813K
CSCO icon
148
Cisco
CSCO
$450B
$8.74M 0.13%
113,404
+9,053
+9% +$672K
IAU icon
149
iShares Gold Trust
IAU
$63B
$8.69M 0.13%
107,106
+24,340
+29% +$1.9M
AXP icon
150
American Express
AXP
$223B
$8.69M 0.13%
23,486
+2,589
+12% +$926K
4 5
6
7 8

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.