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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHQ
126
Schwab Long-Term US Treasury ETF
SCHQ
$781M
$6.43M 0.16%
183,757
-10,503
-5% -$361K
VYMI icon
127
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$6.34M 0.15%
86,344
+8,624
+11% +$610K
ROBO icon
128
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$6.3M 0.15%
110,321
-2,751
-2% -$150K
CII icon
129
BlackRock Enhanced Captial and Income Fund
CII
$1B
$6.28M 0.15%
319,029
-1,683
-0.5% -$32.6K
QUAL icon
130
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$6.09M 0.15%
33,976
+19,270
+131% +$3.34M
XMHQ icon
131
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$6.09M 0.15%
59,378
+24,467
+70% +$2.42M
QCOM icon
132
Qualcomm
QCOM
$176B
$6.05M 0.15%
35,596
+6,347
+22% +$1.12M
ORCL icon
133
Oracle
ORCL
$331B
$6.05M 0.15%
35,519
+7,811
+28% +$1.13M
EFV icon
134
iShares MSCI EAFE Value ETF
EFV
$27.6B
$5.99M 0.14%
104,174
+29,846
+40% +$1.65M
VOO icon
135
Vanguard S&P 500 ETF
VOO
$968B
$5.97M 0.14%
11,320
+921
+9% +$468K
SNSR icon
136
Global X Internet of Things ETF
SNSR
$214M
$5.96M 0.14%
171,518
-3,105
-2% -$108K
BYRE icon
137
Principal Real Estate Active Opportunities ETF
BYRE
$27.9M
$5.96M 0.14%
221,223
+12,151
+6% +$309K
MRK icon
138
Merck
MRK
$324B
$5.94M 0.14%
52,298
+617
+1% +$73.3K
VTEB icon
139
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$5.92M 0.14%
115,852
+7,094
+7% +$360K
VMBS icon
140
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$5.9M 0.14%
125,037
+30,531
+32% +$1.42M
WFC icon
141
Wells Fargo
WFC
$261B
$5.7M 0.14%
100,833
+7,423
+8% +$420K
DIS icon
142
Walt Disney
DIS
$165B
$5.65M 0.14%
58,774
+2,615
+5% +$241K
JNJ icon
143
Johnson & Johnson
JNJ
$635B
$5.65M 0.14%
34,881
+4,232
+14% +$674K
DEO icon
144
Diageo
DEO
$46.2B
$5.64M 0.14%
40,222
+2,319
+6% +$301K
KMX icon
145
CarMax
KMX
$8.27B
$5.63M 0.14%
72,700
+2,623
+4% +$207K
ITOT icon
146
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$5.61M 0.14%
44,680
+130
+0.3% +$15.7K
IHI icon
147
iShares US Medical Devices ETF
IHI
$3.02B
$5.6M 0.14%
94,625
+5,050
+6% +$288K
UPS icon
148
United Parcel Service
UPS
$97.6B
$5.6M 0.14%
41,075
+17,963
+78% +$2.36M
APCB icon
149
ActivePassive Core Bond ETF
APCB
$1B
$5.58M 0.14%
183,946
+76,431
+71% +$2.29M
VGIT icon
150
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$5.57M 0.13%
92,238
+25,266
+38% +$1.51M
4 5
6
7 8

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.