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Principal Securities Portfolio holdings

AUM $8.31B
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 70.3%
2 Technology 7.74%
3 Financials 4.41%
4 Healthcare 3.74%
5 Consumer Discretionary 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KJAN icon
126
Innovator US Small Cap Power Buffer ETF January
KJAN
$321M
$5.04M 0.16%
142,435
+140,722
+8,215% +$4.82M
MCHI icon
127
iShares MSCI China ETF
MCHI
$6.14B
$5.01M 0.16%
126,073
+17,191
+16% +$665K
IHI icon
128
iShares US Medical Devices ETF
IHI
$3.23B
$4.99M 0.16%
85,101
+2,408
+3% +$136K
RDVY icon
129
First Trust Rising Dividend Achievers ETF
RDVY
$25.2B
$4.97M 0.15%
88,423
-443
-0.5% -$23.2K
KO icon
130
Coca-Cola
KO
$377B
$4.95M 0.15%
80,877
+5,882
+8% +$353K
WFC icon
131
Wells Fargo
WFC
$271B
$4.88M 0.15%
84,170
+7,824
+10% +$409K
VYMI icon
132
Vanguard International High Dividend Yield ETF
VYMI
$21.9B
$4.77M 0.15%
69,357
+6,508
+10% +$434K
CRWD icon
133
CrowdStrike
CRWD
$213B
$4.75M 0.15%
59,256
+1,784
+3% +$137K
IYW icon
134
iShares US Technology ETF
IYW
$25.1B
$4.73M 0.15%
35,007
+23,146
+195% +$3.01M
VTEB icon
135
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$4.7M 0.15%
92,966
+2,546
+3% +$129K
MDT icon
136
Medtronic
MDT
$118B
$4.67M 0.15%
53,582
+9,702
+22% +$828K
FNDX icon
137
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
$4.62M 0.14%
205,578
-89,424
-30% -$1.9M
GSSC icon
138
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.07B
$4.54M 0.14%
69,189
-35,504
-34% -$2.22M
FNDF icon
139
Schwab Fundamental International Large Company Index ETF
FNDF
$26.3B
$4.52M 0.14%
126,982
+8,676
+7% +$295K
ANGL icon
140
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.17B
$4.48M 0.14%
154,459
+15,392
+11% +$444K
NVO
141
Novo Nordisk
NVO
$197B
$4.39M 0.14%
34,189
+7,069
+26% +$841K
PG icon
142
Procter & Gamble
PG
$331B
$4.39M 0.14%
27,053
+3,773
+16% +$592K
VZ icon
143
Verizon
VZ
$207B
$4.38M 0.14%
104,441
+6,669
+7% +$269K
WMT icon
144
Walmart Inc
WMT
$840B
$4.37M 0.14%
72,551
+6,464
+10% +$370K
CGUS icon
145
Capital Group Core Equity ETF
CGUS
$11.7B
$4.36M 0.14%
139,962
+55,210
+65% +$1.64M
PM icon
146
Philip Morris
PM
$289B
$4.3M 0.13%
46,939
-3,661
-7% -$338K
JNJ icon
147
Johnson & Johnson
JNJ
$644B
$4.22M 0.13%
26,670
+3,515
+15% +$559K
TDG icon
148
TransDigm Group
TDG
$62.2B
$4.21M 0.13%
3,416
+92
+3% +$104K
EFV icon
149
iShares MSCI EAFE Value ETF
EFV
$31.7B
$4.17M 0.13%
76,650
-9,210
-11% -$481K
UNP icon
150
Union Pacific
UNP
$169B
$4.14M 0.13%
16,834
+260
+2% +$64K
4 5
6
7 8

Similar funds

GLF
Groupe la Francaise Paris, France $8.31B AUM 37.53% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $8.3B AUM 27.66% 1-Year Est. Return
GFM
GF Fund Management Guangzhou, China $8.34B AUM 165.53% 1-Year Est. Return
IC
Icahn Carl Sunny Isles Beach, Florida $8.26B AUM 15.11% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
AWM
Apollon Wealth Management Mount Pleasant, South Carolina $8.23B AUM 30.88% 1-Year Est. Return
WF
Welch & Forbes Boston, Massachusetts $8.23B AUM 17.62% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.39B AUM 16.36% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, down from 70% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.