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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APGE icon
1451
Apogee Therapeutics
APGE
$10.1B
– –
-5
Closed -$199
APLD icon
1452
Applied Digital
APLD
$7.61B
– –
-414
Closed -$9.5K
APLE icon
1453
Apple Hospitality REIT
APLE
$3.97B
– –
-4,451
Closed -$53.5K
APOG icon
1454
Apogee Enterprises
APOG
$873M
– –
-14
Closed -$610
APPF icon
1455
AppFolio
APPF
$6.31B
– –
-527
Closed -$145K
APPN icon
1456
Appian
APPN
$2.01B
– –
-20
Closed -$611
AQN icon
1457
Algonquin Power & Utilities
AQN
$4.68B
– –
-1,039
Closed -$5.58K
AR icon
1458
Antero Resources
AR
$10.5B
– –
-386
Closed -$13K
ARCB icon
1459
ArcBest
ARCB
$3.33B
– –
-41
Closed -$2.87K
ARCC icon
1460
Ares Capital
ARCC
$13.7B
– –
-3,601
Closed -$73.5K
ARCT icon
1461
Arcturus Therapeutics
ARCT
$163M
– –
-36
Closed -$663
ARDX icon
1462
Ardelyx
ARDX
$1.25B
– –
-200
Closed -$1.1K
ARE icon
1463
Alexandria Real Estate Equities
ARE
$9.41B
– –
-2,186
Closed -$182K
ARGT icon
1464
Global X MSCI Argentina ETF
ARGT
$839M
– –
-183
Closed -$12.8K
ARI
1465
Apollo Commercial Real Estate
ARI
$881M
– –
-4,506
Closed -$45.6K
ARKF icon
1466
ARK Blockchain & Fintech Innovation ETF
ARKF
$744M
– –
-1,206
Closed -$68.5K
ARKG icon
1467
ARK Genomic Revolution ETF
ARKG
$1.54B
– –
-753
Closed -$20.9K
ARKQ icon
1468
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
– –
-963
Closed -$107K
ARKW icon
1469
ARK Web x.0 ETF
ARKW
$1.64B
– –
-960
Closed -$168K
ARKX icon
1470
ARK Space & Defense Innovation ETF
ARKX
$792M
– –
-3,011
Closed -$86K
ARM icon
1471
Arm
ARM
$261B
– –
-1,457
Closed -$206K
ARMK icon
1472
Aramark
ARMK
$15.1B
– –
-682
Closed -$26.2K
AROC icon
1473
Archrock
AROC
$6.19B
– –
-1,053
Closed -$27.7K
ARR
1474
Armour Residential REIT
ARR
$2.04B
– –
-140
Closed -$2.09K
ARRY icon
1475
Array Technologies
ARRY
$785M
– –
-3,171
Closed -$25.8K
57 58
59
60 61

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.