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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1401
Amneal Pharmaceuticals
AMRX
$6.7B
| $131K | ﹤0.01% |
+10,543
| New | +$142K |
2026 Q1
0 quarters
|
|
1402
Ericsson
ERIC
$34.8B
| $129K | ﹤0.01% |
11,430
+198
| +2% | +$2.14K |
2023 Q4
9 quarters
|
|
1403
Western Union
WU
$1.94B
| $128K | ﹤0.01% |
14,658
-344
| -2% | -$3.26K |
2023 Q4
9 quarters
|
|
1404
Park Hotels & Resorts
PK
$3.17B
| $112K | ﹤0.01% |
10,608
-76
| -0.7% | -$839 |
2025 Q2
3 quarters
|
|
1405
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$543M
| $110K | ﹤0.01% |
13,474
| – | – |
2023 Q4
9 quarters
|
|
1406
Array Technologies
ARRY
$550M
| $100K | ﹤0.01% |
+13,896
| New | +$129K |
2026 Q1
0 quarters
|
|
1407
Bausch Health
BHC
$2.36B
| $92K | ﹤0.01% |
17,030
| – | – |
2023 Q4
9 quarters
|
|
1408
Ambev
ABEV
$50.3B
| $78.4K | ﹤0.01% |
26,846
+7,253
| +37% | +$20.7K |
2023 Q4
9 quarters
|
|
1409
Standard Lithium
SLI
$343M
| $68.2K | ﹤0.01% |
20,000
-1,000
| -5% | -$4.48K |
2024 Q4
5 quarters
|
|
1410
RUM Group Inc
RUM
$2.46B
| $52.2K | ﹤0.01% |
+10,243
| New | +$58.8K |
2026 Q1
0 quarters
|
|
1411
Axcelis
ACLS
$3.55B
| – | – |
-3,200
| Closed | -$257K | – |
|
1412
YieldMax AMZN Option Income Strategy ETF
AMZY
$213M
| – | – |
-10,621
| Closed | -$141K | – |
|
1413
APi Group
APG
$17.4B
| – | – |
-5,736
| Closed | -$219K | – |
|
1414
Axalta
AXTA
$7.22B
| – | – |
-7,292
| Closed | -$236K | – |
|
1415
AutoZone
AZO
$49.5B
| – | – |
-67
| Closed | -$227K | – |
|
1416
EA Bridgeway Blue Chip ETF
BBLU
$484M
| – | – |
-38,676
| Closed | -$590K | – |
|
1417
Boot Barn
BOOT
$3.65B
| – | – |
-1,722
| Closed | -$304K | – |
|
1418
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$680M
| – | – |
-8,056
| Closed | -$207K | – |
|
1419
Coca-Cola Europacific Partners
CCEP
$48.2B
| – | – |
-3,126
| Closed | -$284K | – |
|
1420
Capital Group Short Duration Income ETF
CGSD
$2.76B
| – | – |
-8,300
| Closed | -$216K | – |
|
1421
Crane Co
CR
$11.9B
| – | – |
-1,178
| Closed | -$217K | – |
|
1422
Cenovus Energy
CVE
$59B
| – | – |
-15,752
| Closed | -$267K | – |
|
1423
Carvana
CVNA
$66.7B
| – | – |
-2,735
| Closed | -$231K | – |
|
1424
DELISTED
CyberArk
CYBR
| – | – |
-738
| Closed | -$329K | – |
|
1425
DNP Select Income Fund
DNP
$3.72B
| – | – |
-114,852
| Closed | -$1.15M | – |
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.