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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZSEP
1401
Innovator Equity Defined Protection ETF - 1 Yr September
ZSEP
$122M
$156K ﹤0.01%
5,876
+2,628
+81% +$68.9K
SPSC icon
1402
SPS Commerce
SPSC
$2.41B
$156K ﹤0.01%
1,494
-226
-13% -$26.9K
FBT icon
1403
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$155K ﹤0.01%
864
+25
+3% +$4.26K
FUTY icon
1404
Fidelity MSCI Utilities Index ETF
FUTY
$2.38B
$155K ﹤0.01%
2,740
+16
+0.6% +$874
ROL icon
1405
Rollins
ROL
$18.8B
$155K ﹤0.01%
2,632
+26
+1% +$1.48K
MOG.A icon
1406
Moog Inc Class A
MOG.A
$13.2B
$155K ﹤0.01%
744
+198
+36% +$38.2K
ETJ
1407
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$154K ﹤0.01%
17,170
-812
-5% -$7.29K
EMLP icon
1408
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$154K ﹤0.01%
4,028
+1,642
+69% +$62K
JPIB icon
1409
JPMorgan International Bond Opportunities ETF
JPIB
$2.09B
$153K ﹤0.01%
3,128
+2,493
+393% +$121K
RWR icon
1410
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
$152K ﹤0.01%
1,519
-1,453
-49% -$143K
FPI
1411
Farmland Partners
FPI
$420M
$152K ﹤0.01%
13,983
+929
+7% +$10.2K
CDE icon
1412
Coeur Mining
CDE
$15.8B
$152K ﹤0.01%
8,109
+98
+1% +$1.2K
ZFEB
1413
Innovator Equity Defined Protection ETF - 1 Yr February
ZFEB
$154M
$152K ﹤0.01%
6,087
– –
GWX icon
1414
State Street SPDR S&P International Small Cap ETF
GWX
$863M
$151K ﹤0.01%
3,755
+5
+0.1% +$194
FJP icon
1415
First Trust Japan AlphaDEX Fund
FJP
$248M
$151K ﹤0.01%
2,315
+86
+4% +$5.41K
IDU icon
1416
iShares US Utilities ETF
IDU
$1.39B
$151K ﹤0.01%
1,358
-150
-10% -$16.2K
UOCT icon
1417
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
$149K ﹤0.01%
3,881
– –
AVB icon
1418
AvalonBay Communities
AVB
$26.8B
$148K ﹤0.01%
768
-153
-17% -$29.8K
IVZ icon
1419
Invesco
IVZ
$13.3B
$148K ﹤0.01%
6,452
+1,838
+40% +$38.2K
RSPF icon
1420
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$147K ﹤0.01%
1,896
+7
+0.4% +$540
CBU icon
1421
Community Bank
CBU
$3.5B
$147K ﹤0.01%
2,510
+176
+8% +$10.2K
DAX icon
1422
Global X DAX Germany ETF
DAX
$224M
$145K ﹤0.01%
3,251
+108
+3% +$4.82K
APPF icon
1423
AppFolio
APPF
$5.98B
$145K ﹤0.01%
527
+136
+35% +$36.7K
LPX icon
1424
Louisiana-Pacific
LPX
$5.19B
$145K ﹤0.01%
1,632
+113
+7% +$10.4K
SANM icon
1425
Sanmina
SANM
$11.2B
$145K ﹤0.01%
1,256
+145
+13% +$16.3K
55 56
57
58 59

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.