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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCM icon
1326
Franklin Income Focus ETF
INCM
$1.69B
$116K ﹤0.01%
+4,275
New +$114K
FPI
1327
Farmland Partners
FPI
$420M
$116K ﹤0.01%
11,115
+2,401
+28% +$25.4K
FELC icon
1328
Fidelity Enhanced Large Cap Core ETF
FELC
$7.87B
$116K ﹤0.01%
3,617
+2,640
+270% +$81.7K
PULS icon
1329
PGIM Ultra Short Bond ETF
PULS
$17.7B
$116K ﹤0.01%
2,327
+125
+6% +$6.21K
BSJQ icon
1330
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$115K ﹤0.01%
4,920
-24
-0.5% -$559
GHC icon
1331
Graham Holdings Company
GHC
$5.08B
$115K ﹤0.01%
140
+2
+1% +$1.52K
IMTB icon
1332
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$115K ﹤0.01%
2,583
+2,530
+4,774% +$111K
BRKR icon
1333
Bruker
BRKR
$9.14B
$115K ﹤0.01%
1,662
+210
+14% +$13.6K
NAD icon
1334
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$114K ﹤0.01%
9,244
-4,520
-33% -$54.3K
ES icon
1335
Eversource Energy
ES
$28.1B
$114K ﹤0.01%
1,681
+731
+77% +$47.2K
BXP icon
1336
Boston Properties
BXP
$11B
$114K ﹤0.01%
1,419
+138
+11% +$9.88K
ARCC icon
1337
Ares Capital
ARCC
$13.6B
$114K ﹤0.01%
5,445
-486
-8% -$10.1K
FOXF icon
1338
Fox Factory Holding Corp
FOXF
$779M
$114K ﹤0.01%
2,743
+319
+13% +$13.8K
SRCL
1339
DELISTED
Stericycle Inc
SRCL
$114K ﹤0.01%
1,863
-269
-13% -$16K
LSTR icon
1340
Landstar System
LSTR
$6.5B
$113K ﹤0.01%
600
-19
-3% -$3.5K
TER icon
1341
Teradyne
TER
$52.4B
$113K ﹤0.01%
846
+42
+5% +$5.66K
PRFZ icon
1342
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$113K ﹤0.01%
2,719
-113
-4% -$4.53K
DIVI icon
1343
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.66B
$113K ﹤0.01%
3,406
-2,893
-46% -$93.1K
EL icon
1344
Estee Lauder
EL
$30.1B
$113K ﹤0.01%
1,129
-2,514
-69% -$238K
WWJD icon
1345
Inspire International ETF
WWJD
$546M
$112K ﹤0.01%
3,476
-815
-19% -$25K
BHC icon
1346
Bausch Health
BHC
$1.67B
$112K ﹤0.01%
13,756
+8,891
+183% +$58.6K
FSLR icon
1347
First Solar
FSLR
$22.1B
$112K ﹤0.01%
450
– –
FIIG icon
1348
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$647M
$112K ﹤0.01%
5,250
+3,066
+140% +$64.5K
XMLV icon
1349
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$112K ﹤0.01%
1,832
-15
-0.8% -$876
VIS icon
1350
Vanguard Industrials ETF
VIS
$8.26B
$112K ﹤0.01%
430
-54
-11% -$13.2K
52 53
54
55 56

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.