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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSO icon
1301
Watsco Inc
WSO
$15B
$213K ﹤0.01%
632
+99
+19% +$35.4K
FTRI icon
1302
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$213K ﹤0.01%
13,584
-70
-0.5% -$1.06K
DDFD
1303
Innovator Equity Dual Directional 15 Buffer ETF Dec
DDFD
$105M
$212K ﹤0.01%
+11,093
New +$212K
SCI icon
1304
Service Corp International
SCI
$11.7B
$212K ﹤0.01%
2,724
+1,199
+79% +$95.9K
GPI icon
1305
Group 1 Automotive
GPI
$4.16B
$212K ﹤0.01%
540
-11
-2% -$4.51K
PJUN icon
1306
Innovator US Equity Power Buffer ETF June
PJUN
$953M
$211K ﹤0.01%
5,045
– –
QDPL icon
1307
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.69B
$210K ﹤0.01%
4,940
+2,747
+125% +$116K
WLDN icon
1308
Willdan Group
WLDN
$1.07B
$209K ﹤0.01%
2,015
+1,156
+135% +$114K
BDJ icon
1309
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$209K ﹤0.01%
22,003
+93
+0.4% +$847
IGBH icon
1310
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
$208K ﹤0.01%
8,436
+1,117
+15% +$27.5K
DTE icon
1311
DTE Energy
DTE
$30.6B
$207K ﹤0.01%
1,608
-105
-6% -$14.3K
BUI icon
1312
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$732M
$207K ﹤0.01%
8,056
-5,502
-41% -$145K
THC icon
1313
Tenet Healthcare
THC
$22.1B
$206K ﹤0.01%
1,037
+18
+2% +$3.64K
POOL icon
1314
Pool Corp
POOL
$6.89B
$205K ﹤0.01%
898
-310
-26% -$80.6K
ACIW icon
1315
ACI Worldwide
ACIW
$6.14B
$205K ﹤0.01%
4,294
+113
+3% +$5.48K
BUFS
1316
FT Vest Laddered Small Cap Moderate Buffer ETF
BUFS
$181M
$204K ﹤0.01%
8,950
+1,622
+22% +$36.7K
TRP icon
1317
TC Energy
TRP
$70.7B
$204K ﹤0.01%
3,700
-369
-9% -$19.7K
PRI icon
1318
Primerica
PRI
$10.1B
$203K ﹤0.01%
787
+583
+286% +$152K
VMI icon
1319
Valmont Industries
VMI
$9.31B
$203K ﹤0.01%
505
+1
+0.2% +$407
NTRS icon
1320
Northern Trust
NTRS
$22.2B
$202K ﹤0.01%
1,479
+47
+3% +$6.17K
HTGC icon
1321
Hercules Capital
HTGC
$3.02B
$202K ﹤0.01%
10,722
+2,080
+24% +$37.5K
VCR icon
1322
Vanguard Consumer Discretionary ETF
VCR
$6B
$202K ﹤0.01%
512
+11
+2% +$4.3K
OIH icon
1323
VanEck Oil Services ETF
OIH
$1.99B
$202K ﹤0.01%
708
-48
-6% -$13.5K
COIN icon
1324
Coinbase
COIN
$43.6B
$201K ﹤0.01%
887
+3
+0.3% +$894
ETHA
1325
iShares Ethereum Trust ETF
ETHA
$5.56B
$200K ﹤0.01%
+8,927
New +$233K
51 52
53
54 55

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.