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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPN icon
1276
Global Payments
GPN
$23B
$204K ﹤0.01%
2,459
+48
+2% +$4.04K
HALO icon
1277
Halozyme
HALO
$9.66B
$204K ﹤0.01%
2,779
-57
-2% -$3.79K
AEE icon
1278
Ameren
AEE
$31B
$203K ﹤0.01%
1,947
+77
+4% +$7.68K
MEDP icon
1279
Medpace
MEDP
$16.5B
$203K ﹤0.01%
394
-23
-6% -$10K
BSCV icon
1280
Invesco BulletShares 2031 Corporate Bond ETF
BSCV
$1.76B
$202K ﹤0.01%
+12,131
New +$201K
STLD icon
1281
Steel Dynamics
STLD
$36.1B
$202K ﹤0.01%
1,450
+229
+19% +$30.1K
BDJ icon
1282
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$200K ﹤0.01%
21,910
-442
-2% -$3.95K
NI icon
1283
NiSource
NI
$22B
$199K ﹤0.01%
4,592
-549
-11% -$22.7K
VCR icon
1284
Vanguard Consumer Discretionary ETF
VCR
$5.92B
$199K ﹤0.01%
501
-84
-14% -$32K
RSPR icon
1285
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$107M
$198K ﹤0.01%
5,589
+210
+4% +$7.41K
COKE icon
1286
Coca-Cola Consolidated
COKE
$12.4B
$198K ﹤0.01%
1,690
+150
+10% +$17.4K
LOB icon
1287
Live Oak Bancshares
LOB
$1.95B
$198K ﹤0.01%
5,617
+489
+10% +$16.8K
GHC icon
1288
Graham Holdings Company
GHC
$5.08B
$198K ﹤0.01%
168
-9
-5% -$9.31K
IPAR icon
1289
Interparfums
IPAR
$3.99B
$198K ﹤0.01%
2,008
+115
+6% +$13.5K
EXEL icon
1290
Exelixis
EXEL
$14B
$197K ﹤0.01%
4,780
+1,712
+56% +$68.8K
AL
1291
DELISTED
Air Lease Corp
AL
$197K ﹤0.01%
3,088
+143
+5% +$8.54K
OIH icon
1292
VanEck Oil Services ETF
OIH
$2.06B
$197K ﹤0.01%
756
-16
-2% -$3.97K
YGLD
1293
Simplify Gold Strategy ETF
YGLD
$36.7M
$197K ﹤0.01%
4,862
-175
-3% -$6.29K
DDTS
1294
Innovator Equity Dual Directional 10 Buffer ETF - September
DDTS
$20.4M
$196K ﹤0.01%
+9,375
New +$195K
EXPD icon
1295
Expeditors International
EXPD
$22.4B
$196K ﹤0.01%
1,600
+197
+14% +$23.4K
DFGR icon
1296
Dimensional Global Real Estate ETF
DFGR
$3.89B
$195K ﹤0.01%
7,157
+966
+16% +$26.2K
VMI icon
1297
Valmont Industries
VMI
$9.61B
$195K ﹤0.01%
504
-63
-11% -$22.9K
DUOL icon
1298
Duolingo
DUOL
$6.19B
$194K ﹤0.01%
604
+309
+105% +$103K
BCI icon
1299
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.94B
$194K ﹤0.01%
9,022
+190
+2% +$3.99K
AXTA icon
1300
Axalta
AXTA
$7.22B
$194K ﹤0.01%
6,781
-356
-5% -$10.7K
50 51
52
53 54

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.