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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIA icon
1226
Saia
SAIA
$11.2B
$245K ﹤0.01%
751
+13
+2% +$3.93K
BMI icon
1227
Badger Meter
BMI
$3.71B
$244K ﹤0.01%
1,400
+33
+2% +$5.94K
RS icon
1228
Reliance Steel & Aluminium
RS
$20.6B
$243K ﹤0.01%
842
+57
+7% +$16K
IXN icon
1229
iShares Global Tech ETF
IXN
$8.27B
$243K ﹤0.01%
2,312
-443
-16% -$46.8K
SMCI icon
1230
Super Micro Computer
SMCI
$19.3B
$243K ﹤0.01%
8,287
+538
+7% +$22.2K
FNF icon
1231
Fidelity National Financial
FNF
$14B
$242K ﹤0.01%
4,439
-378
-8% -$21.5K
PICK icon
1232
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$242K ﹤0.01%
4,717
+4,051
+608% +$191K
VOOG icon
1233
Vanguard S&P 500 Growth ETF
VOOG
$25.3B
$242K ﹤0.01%
3,264
-216
-6% -$15.9K
RJF icon
1234
Raymond James Financial
RJF
$33.3B
$242K ﹤0.01%
1,506
-174
-10% -$28.1K
AEIS icon
1235
Advanced Energy
AEIS
$11.7B
$241K ﹤0.01%
1,152
+90
+8% +$18.3K
NXPI icon
1236
NXP Semiconductors
NXPI
$67.6B
$241K ﹤0.01%
1,111
-496
-31% -$106K
SF
1237
Stifel
SF
$12.5B
$241K ﹤0.01%
2,889
+186
+7% +$14.9K
CNO icon
1238
CNO Financial Group
CNO
$4.96B
$241K ﹤0.01%
5,676
+3,583
+171% +$146K
LOB icon
1239
Live Oak Bancshares
LOB
$1.95B
$241K ﹤0.01%
7,009
+1,392
+25% +$46.6K
EPD icon
1240
Enterprise Products Partners
EPD
$82.5B
$240K ﹤0.01%
7,490
-58
-0.8% -$1.83K
RMD icon
1241
ResMed
RMD
$29.5B
$240K ﹤0.01%
995
+136
+16% +$34.8K
FDD icon
1242
First Trust STOXX European Select Dividend Income Fund
FDD
$861M
$239K ﹤0.01%
13,657
+41
+0.3% +$676
GLPI icon
1243
Gaming and Leisure Properties
GLPI
$12.8B
$239K ﹤0.01%
5,343
+298
+6% +$13.2K
SWK icon
1244
Stanley Black & Decker
SWK
$14.6B
$238K ﹤0.01%
3,199
-270
-8% -$19K
MZTI
1245
The Marzetti Company
MZTI
$2.95B
$237K ﹤0.01%
1,441
-57
-4% -$9.51K
TTC icon
1246
Toro Company
TTC
$9.01B
$237K ﹤0.01%
3,006
-43
-1% -$3.18K
DFAT icon
1247
Dimensional US Targeted Value ETF
DFAT
$14.6B
$237K ﹤0.01%
3,973
-328
-8% -$19.1K
MSGS icon
1248
Madison Square Garden
MSGS
$9.57B
$236K ﹤0.01%
913
+63
+7% +$14.3K
AXTA icon
1249
Axalta
AXTA
$7.22B
$236K ﹤0.01%
7,292
+511
+8% +$15K
CINF icon
1250
Cincinnati Financial
CINF
$28.5B
$236K ﹤0.01%
1,442
+4
+0.3% +$648
48 49
50
51 52

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.