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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
Goldman Sachs MarketBeta International Equity ETF
GSID
$979M
| $13.1M | 0.19% |
+186,822
| New | +$13.5M |
2026 Q1
0 quarters
|
|
102
Vanguard S&P 500 ETF
VOO
$1.05T
| $13M | 0.19% |
21,697
-244
| -1% | -$153K |
2023 Q4
9 quarters
|
|
103
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.4B
| $12.9M | 0.19% |
385,158
-9,418
| -2% | -$318K |
2023 Q4
9 quarters
|
|
104
Charles Schwab
SCHW
$163B
| $12.9M | 0.19% |
137,142
+1,303
| +1% | +$128K |
2023 Q4
9 quarters
|
|
105
Capital Group Core Equity ETF
CGUS
$12.2B
| $12.9M | 0.19% |
335,328
+43,701
| +15% | +$1.76M |
2023 Q4
9 quarters
|
|
106
Invesco S&P 100 Equal Weight ETF
EQWL
$2.83B
| $12.9M | 0.19% |
111,670
+4,137
| +4% | +$495K |
2023 Q4
9 quarters
|
|
107
AbbVie
ABBV
$501B
| $12.7M | 0.19% |
58,517
-6,052
| -9% | -$1.34M |
2023 Q4
9 quarters
|
|
108
Simplify Enhanced Income ETF
HIGH
$58.2M
| $12.5M | 0.18% |
588,013
-11,782
| -2% | -$258K |
2023 Q4
9 quarters
|
|
109
RTX Corp
RTX
$252B
| $12.3M | 0.18% |
63,855
+581
| +0.9% | +$116K |
2023 Q4
9 quarters
|
|
110
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11.3B
| $12.2M | 0.18% |
464,406
+36,971
| +9% | +$985K |
2023 Q4
9 quarters
|
|
111
Schwab Emerging Markets Equity ETF
SCHE
$12.7B
| $12M | 0.18% |
364,570
+114,715
| +46% | +$3.92M |
2023 Q4
9 quarters
|
|
112
Home Depot
HD
$308B
| $12M | 0.18% |
36,341
+7,117
| +24% | +$2.59M |
2023 Q4
9 quarters
|
|
113
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.73B
| $11.6M | 0.17% |
310,594
+72,456
| +30% | +$2.89M |
2024 Q3
6 quarters
|
|
114
BlackRock Large Cap Value ETF
BLCV
$344M
| $11.4M | 0.17% |
314,366
+107,918
| +52% | +$4.09M |
2025 Q3
2 quarters
|
|
115
Vanguard International High Dividend Yield ETF
VYMI
$21.5B
| $11.3M | 0.17% |
120,420
+8,428
| +8% | +$803K |
2023 Q4
9 quarters
|
|
116
Costco
COST
$433B
| $11.2M | 0.16% |
11,278
-668
| -6% | -$651K |
2023 Q4
9 quarters
|
|
117
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
| $11.2M | 0.16% |
229,178
+42,596
| +23% | +$2.09M |
2023 Q4
9 quarters
|
|
118
Capital Group Municipal High-Income ETF
CGHM
$3.46B
| $11.2M | 0.16% |
442,727
+64,458
| +17% | +$1.65M |
2025 Q3
2 quarters
|
|
119
VanEck Semiconductor ETF
SMH
$68.1B
| $11.2M | 0.16% |
29,194
-3,983
| -12% | -$1.58M |
2023 Q4
9 quarters
|
|
120
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $11.1M | 0.16% |
163,729
+12,380
| +8% | +$859K |
2023 Q4
9 quarters
|
|
121
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.2B
| $11M | 0.16% |
496,638
+336,709
| +211% | +$7.62M |
2023 Q4
9 quarters
|
|
122
Capital Group Global Growth Equity ETF
CGGO
$11.8B
| $11M | 0.16% |
328,693
+32,202
| +11% | +$1.15M |
2023 Q4
9 quarters
|
|
123
Wells Fargo
WFC
$248B
| $10.6M | 0.16% |
133,254
-14,162
| -10% | -$1.22M |
2023 Q4
9 quarters
|
|
124
Coca-Cola
KO
$396B
| $10.6M | 0.16% |
139,040
+1,066
| +0.8% | +$80.6K |
2023 Q4
9 quarters
|
|
125
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
| $10.6M | 0.15% |
115,595
+2,189
| +2% | +$198K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.