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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAI
1151
Dimensional International Core Equity Market ETF
DFAI
$17.2B
$295K ﹤0.01%
7,750
-519
-6% -$19.2K
HAL icon
1152
Halliburton
HAL
$26.8B
$295K ﹤0.01%
10,450
+3,370
+48% +$89K
TOST icon
1153
Toast
TOST
$17.9B
$295K ﹤0.01%
8,307
+1,130
+16% +$40.7K
FXO icon
1154
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$291K ﹤0.01%
4,829
-410
-8% -$24.1K
RDDT icon
1155
Reddit
RDDT
$34.5B
$288K ﹤0.01%
1,254
+200
+19% +$42.1K
FND icon
1156
Floor & Decor
FND
$5.99B
$288K ﹤0.01%
4,731
+549
+13% +$35.6K
HST icon
1157
Host Hotels & Resorts
HST
$17.1B
$288K ﹤0.01%
16,244
+1,202
+8% +$20.7K
THG icon
1158
Hanover Insurance
THG
$7.68B
$288K ﹤0.01%
1,574
+72
+5% +$12.9K
GFEB icon
1159
FT Vest US Equity Moderate Buffer ETF February
GFEB
$378M
$287K ﹤0.01%
6,918
+45
+0.7% +$1.84K
IMTM icon
1160
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.1B
$287K ﹤0.01%
5,984
+474
+9% +$22.7K
HYGH icon
1161
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$591M
$286K ﹤0.01%
3,320
+451
+16% +$38.8K
UUP icon
1162
Invesco DB US Dollar Index Bullish Fund
UUP
$426M
$285K ﹤0.01%
+10,561
New +$295K
BRBR icon
1163
BellRing Brands
BRBR
$1.52B
$285K ﹤0.01%
10,653
+482
+5% +$15K
IBTJ icon
1164
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.31B
$284K ﹤0.01%
12,947
+201
+2% +$4.42K
IBTK icon
1165
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$947M
$284K ﹤0.01%
14,292
+13,197
+1,205% +$263K
CCEP icon
1166
Coca-Cola Europacific Partners
CCEP
$48.1B
$284K ﹤0.01%
3,126
+642
+26% +$58K
EAGG icon
1167
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$282K ﹤0.01%
5,889
+277
+5% +$13.3K
CIEN icon
1168
Ciena
CIEN
$53.4B
$281K ﹤0.01%
1,202
-804
-40% -$156K
FCOM icon
1169
Fidelity MSCI Communication Services Index ETF
FCOM
$1.77B
$281K ﹤0.01%
3,830
-4,942
-56% -$351K
TSN icon
1170
Tyson Foods
TSN
$21.4B
$280K ﹤0.01%
4,776
+62
+1% +$3.4K
IBP icon
1171
Installed Building Products
IBP
$6.16B
$279K ﹤0.01%
1,077
-503
-32% -$130K
WT icon
1172
WisdomTree
WT
$3.01B
$279K ﹤0.01%
22,898
+279
+1% +$3.37K
IMTB icon
1173
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$279K ﹤0.01%
6,307
– –
BEPC icon
1174
Brookfield Renewable
BEPC
$5.95B
$279K ﹤0.01%
7,264
+366
+5% +$14.7K
URBN icon
1175
Urban Outfitters
URBN
$6.22B
$275K ﹤0.01%
3,660
+2,495
+214% +$177K
45 46
47
48 49

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.