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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THG icon
1151
Hanover Insurance
THG
$7.68B
$273K ﹤0.01%
1,502
+89
+6% +$15.3K
CHDN icon
1152
Churchill Downs
CHDN
$6.15B
$272K ﹤0.01%
2,799
+22
+0.8% +$2.26K
IBTH icon
1153
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.25B
$271K ﹤0.01%
12,034
– –
GLTR icon
1154
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.49B
$270K ﹤0.01%
1,633
– –
UTG icon
1155
Reaves Utility Income Fund
UTG
$3.64B
$270K ﹤0.01%
6,809
+58
+0.9% +$2.19K
BKLN icon
1156
Invesco Senior Loan ETF
BKLN
$6.97B
$270K ﹤0.01%
12,888
+358
+3% +$7.5K
EAGG icon
1157
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$270K ﹤0.01%
5,612
+400
+8% +$19K
CVE icon
1158
Cenovus Energy
CVE
$52.3B
$269K ﹤0.01%
15,857
+14,494
+1,063% +$226K
LBRT icon
1159
Liberty Energy
LBRT
$2.75B
$269K ﹤0.01%
21,791
+1,540
+8% +$17.8K
TOPT
1160
iShares Top 20 U.S. Stocks ETF
TOPT
$658M
$268K ﹤0.01%
8,810
+8,754
+15,632% +$252K
IBHF icon
1161
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$821M
$268K ﹤0.01%
11,457
+5,635
+97% +$131K
NE icon
1162
Noble Corp
NE
$6.88B
$266K ﹤0.01%
9,389
+501
+6% +$14.2K
UBS icon
1163
UBS Group
UBS
$172B
$265K ﹤0.01%
6,462
-522
-7% -$20.3K
IMTM icon
1164
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.1B
$264K ﹤0.01%
5,510
-73
-1% -$3.38K
COOP
1165
DELISTED
Mr. Cooper
COOP
$263K ﹤0.01%
1,248
+53
+4% +$9.76K
DD icon
1166
DuPont de Nemours
DD
$18.9B
$263K ﹤0.01%
2,690
+380
+16% +$35.8K
WST icon
1167
West Pharmaceutical
WST
$23.3B
$263K ﹤0.01%
1,002
-94
-9% -$22.8K
TOST icon
1168
Toast
TOST
$17.9B
$262K ﹤0.01%
7,177
+2,027
+39% +$88K
XLRE icon
1169
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$262K ﹤0.01%
6,208
-4,757
-43% -$199K
VNT icon
1170
Vontier
VNT
$4.48B
$261K ﹤0.01%
6,207
+309
+5% +$12.7K
CPAY icon
1171
Corpay
CPAY
$24.8B
$260K ﹤0.01%
904
-84
-9% -$26.8K
RWJ icon
1172
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
$259K ﹤0.01%
5,359
+62
+1% +$2.87K
MZTI
1173
The Marzetti Company
MZTI
$2.95B
$259K ﹤0.01%
1,498
+42
+3% +$7.53K
SWK icon
1174
Stanley Black & Decker
SWK
$14.6B
$258K ﹤0.01%
3,469
+645
+23% +$47.3K
SPBO icon
1175
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$257K ﹤0.01%
8,674
-70
-0.8% -$2.05K
45 46
47
48 49

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.