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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
1101
iShares Floating Rate Bond ETF
FLOT
$10.2B
$315K 0.01%
6,172
+2,872
+87% +$146K
WT icon
1102
WisdomTree
WT
$2.98B
$314K 0.01%
22,619
+3,079
+16% +$41.1K
BDEC icon
1103
Innovator US Equity Buffer ETF December
BDEC
$216M
$314K 0.01%
6,559
– –
OKTA icon
1104
Okta
OKTA
$23.9B
$313K 0.01%
3,417
+1,011
+42% +$94.4K
J icon
1105
Jacobs Solutions
J
$15.9B
$313K 0.01%
2,088
+67
+3% +$9.63K
DVN icon
1106
Devon Energy
DVN
$50.1B
$313K 0.01%
8,920
+227
+3% +$7.73K
NWG icon
1107
NatWest
NWG
$72B
$312K 0.01%
22,080
+3,877
+21% +$54.7K
INTA icon
1108
Intapp
INTA
$2.34B
$312K 0.01%
7,638
+1,364
+22% +$59K
CCC
1109
CCC Intelligent Solutions
CCC
$3.55B
$312K 0.01%
34,284
+4,284
+14% +$41.4K
VFH icon
1110
Vanguard Financials ETF
VFH
$13.5B
$312K 0.01%
2,375
-35,002
-94% -$4.53M
DFUV icon
1111
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$312K 0.01%
6,972
+270
+4% +$11.8K
NEU icon
1112
NewMarket
NEU
$7.17B
$311K 0.01%
376
+28
+8% +$21.6K
FXO icon
1113
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$311K 0.01%
5,239
-42
-0.8% -$2.44K
BAX icon
1114
Baxter International
BAX
$12B
$311K 0.01%
13,638
+748
+6% +$19K
IBKR icon
1115
Interactive Brokers
IBKR
$40.5B
$310K 0.01%
4,511
+768
+21% +$48.3K
FND icon
1116
Floor & Decor
FND
$5.97B
$308K 0.01%
4,182
+1,788
+75% +$147K
PULS icon
1117
PGIM Ultra Short Bond ETF
PULS
$17.7B
$307K 0.01%
6,159
+3,427
+125% +$170K
QQEW icon
1118
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$305K 0.01%
2,161
-54
-2% -$7.42K
H icon
1119
Hyatt Hotels
H
$17.9B
$304K 0.01%
2,144
+393
+22% +$56.4K
EQR icon
1120
Equity Residential
EQR
$25.4B
$303K 0.01%
4,678
-454
-9% -$29.7K
SLB icon
1121
SLB Ltd
SLB
$77.2B
$302K 0.01%
8,788
+1,283
+17% +$44.6K
DFAI
1122
Dimensional International Core Equity Market ETF
DFAI
$17.2B
$301K 0.01%
8,269
-1,032
-11% -$36.5K
COIN icon
1123
Coinbase
COIN
$43.7B
$298K ﹤0.01%
884
-1
-0.1% -$339
AFLG icon
1124
First Trust Active Factor Large Cap ETF
AFLG
$695M
$298K ﹤0.01%
7,678
+325
+4% +$12.2K
IHAK icon
1125
iShares Cybersecurity and Tech ETF
IHAK
$1B
$297K ﹤0.01%
5,666
+997
+21% +$51.7K
43 44
45
46 47

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.