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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ING icon
1076
ING
ING
$95.7B
$345K 0.01%
12,318
-3,065
-20% -$79K
XPH icon
1077
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$345K 0.01%
6,151
+941
+18% +$48.8K
VIGI icon
1078
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$344K 0.01%
3,765
+76
+2% +$6.87K
FFLC icon
1079
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.18B
$344K 0.01%
6,444
+1,574
+32% +$82.9K
PWB icon
1080
Invesco Large Cap Growth ETF
PWB
$2.29B
$342K 0.01%
2,690
-75
-3% -$9.53K
UBS icon
1081
UBS Group
UBS
$172B
$342K 0.01%
7,377
+915
+14% +$37K
HPE icon
1082
Hewlett Packard
HPE
$63.8B
$341K 0.01%
14,213
+46
+0.3% +$1.08K
IYH icon
1083
iShares US Healthcare ETF
IYH
$3.38B
$340K 0.01%
5,228
-164
-3% -$10.3K
XP icon
1084
XP
XP
$8.65B
$340K 0.01%
20,746
+5,973
+40% +$105K
MCHP icon
1085
Microchip Technology
MCHP
$42.3B
$339K 0.01%
5,327
-1,325
-20% -$81.7K
NULG icon
1086
Nuveen ESG Large-Cap Growth ETF
NULG
$2.66B
$339K 0.01%
3,465
-29
-0.8% -$2.87K
OKE icon
1087
Oneok
OKE
$56.4B
$339K 0.01%
4,606
+1,541
+50% +$109K
SEIQ icon
1088
SEI QiM U.S. Large Cap Quality Active ETF
SEIQ
$669M
$337K 0.01%
8,668
-183
-2% -$7.05K
PEG icon
1089
Public Service Enterprise Group
PEG
$39.5B
$337K 0.01%
4,201
-963
-19% -$78.6K
EHC icon
1090
Encompass Health
EHC
$11.3B
$337K 0.01%
3,178
-76
-2% -$8.81K
DEM icon
1091
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$337K 0.01%
7,211
-29
-0.4% -$1.34K
JPME icon
1092
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$466M
$336K 0.01%
3,096
+1,563
+102% +$169K
QQH icon
1093
HCM Defender 100 Index ETF
QQH
$706M
$336K 0.01%
4,349
+216
+5% +$16.8K
VST icon
1094
Vistra
VST
$53B
$336K 0.01%
2,085
-403
-16% -$73.4K
WAFD icon
1095
WaFd
WAFD
$2.69B
$335K 0.01%
10,452
+908
+10% +$28K
UTHR icon
1096
United Therapeutics
UTHR
$26.3B
$334K 0.01%
686
+31
+5% +$14.4K
CCI icon
1097
Crown Castle
CCI
$32.4B
$334K 0.01%
3,754
+142
+4% +$13.1K
NMB
1098
Simplify National Muni Bond ETF
NMB
$48.7M
$333K 0.01%
13,330
+12,093
+978% +$307K
QGRO icon
1099
American Century US Quality Growth ETF
QGRO
$1.96B
$333K 0.01%
2,905
-345
-11% -$39.4K
EOD
1100
Allspring Global Dividend Opportunity Fund
EOD
$276M
$332K 0.01%
56,965
+32
+0.1% +$185
42 43
44
45 46

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.