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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFIX
1076
Simplify Bond Bull ETF
RFIX
$49.9M
$334K 0.01%
7,830
+1,018
+15% +$44.7K
IJJ icon
1077
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$333K 0.01%
2,567
– –
DEM icon
1078
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.87B
$333K 0.01%
7,240
+684
+10% +$31.6K
IBTF
1079
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$331K 0.01%
14,157
-5,991
-30% -$140K
VIGI icon
1080
Vanguard International Dividend Appreciation ETF
VIGI
$8.96B
$330K 0.01%
3,689
-150
-4% -$13.4K
SLNZ
1081
TCW Senior Loan ETF
SLNZ
$223M
$330K 0.01%
7,012
-490
-7% -$23K
XLY icon
1082
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$329K 0.01%
2,748
-140
-5% -$16K
SXI icon
1083
Standex International
SXI
$3.69B
$328K 0.01%
1,549
+84
+6% +$15.9K
TW icon
1084
Tradeweb Markets
TW
$21.8B
$328K 0.01%
2,951
+735
+33% +$94.5K
A icon
1085
Agilent Technologies
A
$38.9B
$327K 0.01%
2,551
+135
+6% +$16.3K
MGC icon
1086
Vanguard Mega Cap 300 Index ETF
MGC
$9.84B
$327K 0.01%
1,341
-103
-7% -$24.1K
GDDY icon
1087
GoDaddy
GDDY
$12.9B
$326K 0.01%
2,383
-3,464
-59% -$533K
BSCP
1088
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$326K 0.01%
15,751
-38,596
-71% -$799K
IVOO icon
1089
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$326K 0.01%
2,952
+89
+3% +$9.68K
DFAS icon
1090
Dimensional US Small Cap ETF
DFAS
$15.4B
$325K 0.01%
4,751
+3,722
+362% +$248K
EOD
1091
Allspring Global Dividend Opportunity Fund
EOD
$275M
$325K 0.01%
56,933
-667
-1% -$3.74K
TSCO icon
1092
Tractor Supply
TSCO
$16.9B
$324K 0.01%
5,691
-1,203
-17% -$70.9K
FTGS icon
1093
First Trust Growth Strength ETF
FTGS
$1.27B
$323K 0.01%
8,997
-2,268
-20% -$79.7K
IBN icon
1094
ICICI Bank
IBN
$107B
$321K 0.01%
10,605
+580
+6% +$18.9K
AME icon
1095
Ametek
AME
$55B
$320K 0.01%
1,703
+36
+2% +$6.62K
BKSE icon
1096
BNY Mellon US Small Cap Core Equity ETF
BKSE
$86.1M
$320K 0.01%
8,712
-45
-0.5% -$1.58K
PRF icon
1097
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75B
$319K 0.01%
7,065
– –
IYY icon
1098
iShares Dow Jones US ETF
IYY
$2.92B
$317K 0.01%
1,954
+447
+30% +$69.9K
IYH icon
1099
iShares US Healthcare ETF
IYH
$3.4B
$317K 0.01%
5,392
+296
+6% +$16.9K
QQH icon
1100
HCM Defender 100 Index ETF
QQH
$702M
$315K 0.01%
4,133
+1,645
+66% +$117K
42 43
44
45 46

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.