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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
1001
Edwards Lifesciences
EW
$48.1B
$258K 0.01%
3,917
-2,850
-42% -$207K
LBRT icon
1002
Liberty Energy
LBRT
$2.78B
$257K 0.01%
13,485
+1,952
+17% +$40.3K
GPI icon
1003
Group 1 Automotive
GPI
$4.02B
$257K 0.01%
672
+85
+14% +$29.2K
MTN icon
1004
Vail Resorts
MTN
$5.35B
$256K 0.01%
1,471
+101
+7% +$18.1K
FDT icon
1005
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
$256K 0.01%
4,440
+1,440
+48% +$80.6K
EMN icon
1006
Eastman Chemical
EMN
$7.73B
$255K 0.01%
2,282
+739
+48% +$73.9K
GRMN
1007
Garmin
GRMN
$46.4B
$255K 0.01%
1,448
+359
+33% +$62K
WRB icon
1008
W.R. Berkley
WRB
$28.1B
$254K 0.01%
4,480
+2,345
+110% +$132K
JHMD icon
1009
John Hancock Multifactor Developed International ETF
JHMD
$946M
$254K 0.01%
7,172
-1,359
-16% -$46.4K
POR icon
1010
Portland General Electric
POR
$5.94B
$252K 0.01%
5,259
+796
+18% +$37.3K
BXMT icon
1011
Blackstone Mortgage Trust
BXMT
$2.81B
$251K 0.01%
13,217
+2,263
+21% +$41.6K
ROK icon
1012
Rockwell Automation
ROK
$51B
$251K 0.01%
935
+11
+1% +$2.92K
MGV icon
1013
Vanguard Mega Cap Value ETF
MGV
$13.3B
$250K 0.01%
1,951
+121
+7% +$14.9K
BIZD icon
1014
VanEck BDC Income ETF
BIZD
$1.6B
$250K 0.01%
15,109
+2,165
+17% +$35.5K
FLBL icon
1015
Franklin Senior Loan ETF
FLBL
$851M
$250K 0.01%
10,290
+5,183
+101% +$126K
PNW icon
1016
Pinnacle West Capital
PNW
$12.7B
$249K 0.01%
2,813
+459
+19% +$39.2K
BDJ icon
1017
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$249K 0.01%
28,752
+140
+0.5% +$1.17K
MQY icon
1018
BlackRock MuniYield Quality Fund
MQY
$809M
$249K 0.01%
18,957
-2,433
-11% -$30.6K
PFEB icon
1019
Innovator US Equity Power Buffer ETF February
PFEB
$910M
$248K 0.01%
6,883
-267
-4% -$9.47K
ONTO icon
1020
Onto Innovation
ONTO
$12.7B
$246K 0.01%
1,184
+397
+50% +$80.1K
FVAL icon
1021
Fidelity Value Factor ETF
FVAL
$1.29B
$244K 0.01%
4,033
-3,296
-45% -$193K
TBLL icon
1022
Invesco Short Term Treasury ETF
TBLL
$2.61B
$242K 0.01%
2,293
– –
IGM icon
1023
iShares Expanded Tech Sector ETF
IGM
$9.88B
$242K 0.01%
2,520
– –
WAFD icon
1024
WaFd
WAFD
$2.7B
$241K 0.01%
6,921
+48
+0.7% +$1.63K
FNCL icon
1025
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$241K 0.01%
3,771
+32
+0.9% +$1.97K
39 40
41
42 43

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.