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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
76
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$10.8M 0.26%
135,939
+122
+0.1% +$9.57K
FNDE icon
77
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$10.8M 0.26%
333,500
+28,943
+10% +$865K
TSLA icon
78
Tesla
TSLA
$1.24T
$10.7M 0.26%
40,851
-1,405
-3% -$320K
CMDY icon
79
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$565M
$10.5M 0.26%
211,557
+14,990
+8% +$724K
SPY icon
80
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$10.4M 0.25%
18,145
-705
-4% -$390K
IJH icon
81
iShares Core S&P Mid-Cap ETF
IJH
$123B
$10.3M 0.25%
165,421
+72,579
+78% +$4.38M
VB icon
82
Vanguard Small-Cap ETF
VB
$79.5B
$10.2M 0.25%
43,173
+19,454
+82% +$4.42M
XOM icon
83
ExxonMobil
XOM
$651B
$10.1M 0.24%
86,242
+9,385
+12% +$1.08M
VWO icon
84
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$9.88M 0.24%
206,459
+19,711
+11% +$878K
SCHH icon
85
Schwab US REIT ETF
SCHH
$11.7B
$9.87M 0.24%
425,985
+339,026
+390% +$7.42M
PQDI
86
Principal Spectrum Preferred and Income ETF
PQDI
$69.2M
$9.51M 0.23%
492,419
+491,627
+62,074% +$9.31M
SCHD icon
87
Schwab US Dividend Equity ETF
SCHD
$102B
$9.41M 0.23%
334,032
-27,678
-8% -$754K
MLPX icon
88
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$9.39M 0.23%
172,459
+5,549
+3% +$293K
EFAV icon
89
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$9.15M 0.22%
119,248
-11,861
-9% -$876K
GSY icon
90
Invesco Ultra Short Duration ETF
GSY
$3.82B
$8.94M 0.22%
178,214
+14,492
+9% +$726K
EWJ icon
91
iShares MSCI Japan ETF
EWJ
$21.7B
$8.81M 0.21%
123,099
+122,707
+31,303% +$8.54M
USMV icon
92
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$8.75M 0.21%
95,820
-20,190
-17% -$1.78M
VDC icon
93
Vanguard Consumer Staples ETF
VDC
$7.86B
$8.48M 0.21%
38,832
+1,885
+5% +$400K
SCHW
94
Charles Schwab
SCHW
$177B
$8.31M 0.2%
128,180
+5,798
+5% +$381K
ELV icon
95
Elevance Health
ELV
$81.9B
$8.27M 0.2%
15,899
+2,369
+18% +$1.27M
BBJP icon
96
JPMorgan BetaBuilders Japan ETF
BBJP
$17.3B
$8.17M 0.2%
137,748
-163,974
-54% -$9.44M
ADBE icon
97
Adobe
ADBE
$89.5B
$8.1M 0.2%
15,652
+268
+2% +$147K
EWG icon
98
iShares MSCI Germany ETF
EWG
$1.5B
$8.03M 0.19%
237,199
+13,044
+6% +$412K
ABBV icon
99
AbbVie
ABBV
$458B
$7.99M 0.19%
40,442
+2,522
+7% +$471K
GEM icon
100
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$7.97M 0.19%
227,140
+15,969
+8% +$528K
2 3
4
5 6

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.