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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
926
Marriott International
MAR
$101B
$519K 0.01%
1,673
-69
-4% -$19.7K
RSG icon
927
Republic Services
RSG
$66.7B
$518K 0.01%
2,445
-101
-4% -$21.7K
MCHI icon
928
iShares MSCI China ETF
MCHI
$6.14B
$518K 0.01%
8,616
-2,516
-23% -$158K
RSPH icon
929
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$751M
$516K 0.01%
16,191
+1,392
+9% +$43.3K
PKG icon
930
Packaging Corp of America
PKG
$22.5B
$515K 0.01%
2,498
+124
+5% +$25.2K
IMAR icon
931
Innovator International Developed Power Buffer ETF March
IMAR
$113M
$515K 0.01%
17,236
-2,694
-14% -$78.9K
HACK icon
932
Amplify Cybersecurity ETF
HACK
$2.65B
$514K 0.01%
6,397
-586
-8% -$49.7K
JHPI icon
933
John Hancock Preferred Income ETF
JHPI
$213M
$513K 0.01%
+22,477
New +$518K
ACWX icon
934
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
$510K 0.01%
7,592
-7
-0.1% -$464
MDY icon
935
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$508K 0.01%
841
– –
BKIE icon
936
BNY Mellon International Equity ETF
BKIE
$1.28B
$507K 0.01%
16,431
-684
-4% -$20.7K
HSBC icon
937
HSBC
HSBC
$357B
$507K 0.01%
6,443
+1,335
+26% +$95.5K
FTCB icon
938
First Trust Core Investment Grade ETF
FTCB
$2.53B
$506K 0.01%
23,855
+5,579
+31% +$119K
PULS icon
939
PGIM Ultra Short Bond ETF
PULS
$17.7B
$506K 0.01%
10,203
+4,044
+66% +$201K
IR icon
940
Ingersoll Rand
IR
$33.1B
$506K 0.01%
6,384
-1,154
-15% -$91.1K
EQIX icon
941
Equinix
EQIX
$103B
$504K 0.01%
658
+94
+17% +$73.7K
ISCG icon
942
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
$504K 0.01%
9,079
+426
+5% +$23.5K
IBTG icon
943
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.24B
$500K 0.01%
21,876
+1,824
+9% +$41.8K
SLYG icon
944
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$499K 0.01%
5,300
+58
+1% +$5.47K
NOBL icon
945
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$498K 0.01%
9,564
-850
-8% -$43.9K
SE icon
946
Sea Limited
SE
$63.9B
$497K 0.01%
3,894
-24
-0.6% -$3.56K
ROK icon
947
Rockwell Automation
ROK
$51.9B
$495K 0.01%
1,272
+313
+33% +$118K
FFLG icon
948
Fidelity Fundamental Large Cap Growth ETF
FFLG
$576M
$487K 0.01%
16,269
-692
-4% -$20.6K
BSEP icon
949
Innovator US Equity Buffer ETF September
BSEP
$216M
$484K 0.01%
9,829
– –
IRM icon
950
Iron Mountain
IRM
$37.8B
$482K 0.01%
5,812
+258
+5% +$24.1K
36 37
38
39 40

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.