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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTV icon
926
WisdomTree US Value Fund
WTV
$3.11B
$479K 0.01%
5,268
-154
-3% -$13.7K
BAM icon
927
Brookfield Asset Management
BAM
$74B
$479K 0.01%
8,417
+254
+3% +$15.1K
BSEP icon
928
Innovator US Equity Buffer ETF September
BSEP
$215M
$475K 0.01%
9,829
+50
+0.5% +$2.33K
BRLN icon
929
BlackRock Floating Rate Loan ETF
BRLN
$53.2M
$475K 0.01%
9,110
– –
BUFQ icon
930
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$473K 0.01%
13,572
+3,565
+36% +$121K
AMSC icon
931
American Superconductor
AMSC
$1.48B
$472K 0.01%
7,948
+863
+12% +$43.1K
ISCG icon
932
iShares Morningstar Small-Cap Growth ETF
ISCG
$960M
$470K 0.01%
8,653
-1,603
-16% -$83.6K
BKR icon
933
Baker Hughes
BKR
$56.8B
$469K 0.01%
9,627
-2,772
-22% -$122K
BWX icon
934
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$469K 0.01%
20,377
-49
-0.2% -$1.13K
TDIV icon
935
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$467K 0.01%
4,740
-55
-1% -$5.13K
BNS icon
936
Scotiabank
BNS
$106B
$462K 0.01%
7,139
+3,168
+80% +$187K
IBTG icon
937
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.24B
$460K 0.01%
20,052
-31
-0.2% -$710
NRG icon
938
NRG Energy
NRG
$29.8B
$457K 0.01%
2,820
-57
-2% -$8.88K
AER icon
939
AerCap
AER
$23.9B
$456K 0.01%
3,772
+9
+0.2% +$1.05K
LEA icon
940
Lear
LEA
$7.19B
$454K 0.01%
4,512
+134
+3% +$13.9K
MAR icon
941
Marriott International
MAR
$98.7B
$454K 0.01%
1,742
-2
-0.1% -$537
SMTC icon
942
Semtech
SMTC
$11.7B
$453K 0.01%
6,344
-51
-0.8% -$2.77K
ESGU icon
943
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$451K 0.01%
3,100
+170
+6% +$23.8K
AZO icon
944
AutoZone
AZO
$48.3B
$450K 0.01%
105
-10
-9% -$40.1K
RBLX icon
945
Roblox
RBLX
$34B
$448K 0.01%
3,236
+305
+10% +$37.9K
DPZ icon
946
Domino's
DPZ
$11B
$447K 0.01%
1,035
-146
-12% -$66.3K
MKC icon
947
McCormick & Company Non-Voting
MKC
$13.4B
$447K 0.01%
6,678
+724
+12% +$50.7K
TKO icon
948
TKO Group
TKO
$13.5B
$446K 0.01%
2,209
+670
+44% +$122K
RUSC
949
Russell Investments U.S. Small Cap Equity ETF
RUSC
$79.3M
$445K 0.01%
14,619
+9,469
+184% +$277K
QWLD
950
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$172M
$443K 0.01%
3,154
+115
+4% +$15.7K
36 37
38
39 40

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.