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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCT icon
901
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.9B
$556K 0.01%
29,511
+7,397
+33% +$139K
BSCS icon
902
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.55B
$556K 0.01%
26,974
+6,415
+31% +$132K
CRDT icon
903
Simplify Opportunistic Income ETF
CRDT
$35.7M
$553K 0.01%
23,703
+1,573
+7% +$36.8K
HSMV icon
904
First Trust Horizon Managed Volatility Small/Mid ETF
HSMV
$35.4M
$552K 0.01%
15,488
+1,419
+10% +$50.8K
BKLC icon
905
BNY Mellon US Large Cap Core Equity ETF
BKLC
$5.43B
$549K 0.01%
12,594
-15
-0.1% -$649
JPC icon
906
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$548K 0.01%
67,631
+8,917
+15% +$72.4K
CGW icon
907
Invesco S&P Global Water Index ETF
CGW
$1.05B
$548K 0.01%
8,699
-109
-1% -$6.97K
TLT icon
908
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$541K 0.01%
6,201
-7,566
-55% -$676K
HBAN icon
909
Huntington Bancshares
HBAN
$34.7B
$540K 0.01%
31,144
+78
+0.3% +$1.28K
BAM icon
910
Brookfield Asset Management
BAM
$75.9B
$539K 0.01%
10,288
+1,871
+22% +$101K
FCNCA icon
911
First Citizens BancShares
FCNCA
$24.3B
$539K 0.01%
251
+7
+3% +$13.2K
MET icon
912
MetLife
MET
$61.2B
$538K 0.01%
6,810
-272
-4% -$21.5K
APO icon
913
Apollo Global Management
APO
$71.6B
$537K 0.01%
3,709
-338
-8% -$44.9K
VIS icon
914
Vanguard Industrials ETF
VIS
$8.26B
$537K 0.01%
1,799
+617
+52% +$183K
TTE icon
915
TotalEnergies
TTE
$187B
$536K 0.01%
8,193
+1,248
+18% +$78.9K
APTV icon
916
Aptiv
APTV
$12.2B
$536K 0.01%
7,043
-6,748
-49% -$542K
GLDM icon
917
SPDR Gold MiniShares Trust
GLDM
$27.8B
$531K 0.01%
6,217
-3,236
-34% -$266K
FIX icon
918
Comfort Systems
FIX
$60.9B
$530K 0.01%
568
-258
-31% -$238K
TCHP icon
919
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.07B
$527K 0.01%
10,578
+1,656
+19% +$81.9K
FMDE icon
920
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.67B
$526K 0.01%
14,448
+3,280
+29% +$118K
VRIG icon
921
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$526K 0.01%
20,938
+3,677
+21% +$92.3K
DIA icon
922
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$524K 0.01%
1,091
-2
-0.2% -$946
GOVI icon
923
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$524K 0.01%
19,005
-3,994
-17% -$111K
SIL icon
924
Global X Silver Miners ETF NEW
SIL
$4.09B
$523K 0.01%
6,259
-2,629
-30% -$194K
LEA icon
925
Lear
LEA
$7.26B
$522K 0.01%
4,556
+44
+1% +$4.7K
35 36
37
38 39

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.