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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Financials 4.46%
3 Healthcare 3.77%
4 Consumer Discretionary 3.65%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AME icon
876
Ametek
AME
$54.9B
$239K 0.01%
+1,448
New +$221K
FYX icon
877
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$238K 0.01%
+2,601
New +$214K
SMTC icon
878
Semtech
SMTC
$11.1B
$238K 0.01%
+10,868
New +$202K
MFC icon
879
Manulife Financial
MFC
$72.7B
$237K 0.01%
+10,726
New +$206K
ZBH icon
880
Zimmer Biomet
ZBH
$18B
$237K 0.01%
+1,947
New +$217K
IBDU icon
881
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.02B
$237K 0.01%
+10,255
New +$227K
PSP icon
882
Invesco Global Listed Private Equity ETF
PSP
$229M
$236K 0.01%
+3,794
New +$205K
ICVT icon
883
iShares Convertible Bond ETF
ICVT
$7.18B
$236K 0.01%
+3,001
New +$222K
APIE icon
884
ActivePassive International Equity ETF
APIE
$1.12B
$235K 0.01%
+8,824
New +$221K
QTUM icon
885
Defiance Quantum ETF
QTUM
$5.16B
$235K 0.01%
+4,326
New +$214K
DSI icon
886
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$234K 0.01%
+2,573
New +$218K
PWB icon
887
Invesco Large Cap Growth ETF
PWB
$2.27B
$234K 0.01%
+3,015
New +$218K
BSX icon
888
Boston Scientific
BSX
$68.5B
$233K 0.01%
+4,037
New +$215K
IBTJ icon
889
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.31B
$233K 0.01%
+10,689
New +$226K
MDY icon
890
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$233K 0.01%
+458
New +$213K
ANSS
891
DELISTED
Ansys
ANSS
$231K 0.01%
+637
New +$189K
BTEC
892
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
$230K 0.01%
+6,332
New +$189K
RSPN icon
893
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$229K 0.01%
+5,302
New +$210K
IEI icon
894
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$228K 0.01%
+1,945
New +$222K
EA icon
895
Electronic Arts
EA
$52.4B
$227K 0.01%
+1,658
New +$219K
SIL icon
896
Global X Silver Miners ETF NEW
SIL
$4.09B
$224K 0.01%
+7,902
New +$203K
FDD icon
897
First Trust STOXX European Select Dividend Income Fund
FDD
$859M
$224K 0.01%
+18,560
New +$207K
AVDV icon
898
Avantis International Small Cap Value ETF
AVDV
$18.9B
$224K 0.01%
+3,583
New +$209K
FTSD icon
899
Franklin Short Duration US Government ETF
FTSD
$300M
$223K 0.01%
+2,483
New +$222K
HRL icon
900
Hormel Foods
HRL
$14.3B
$223K 0.01%
+6,951
New +$227K
34 35
36
37 38

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, followed by Financials and Healthcare.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.