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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAVE icon
851
Global X US Infrastructure Development ETF
PAVE
$14B
$626K 0.01%
13,106
+749
+6% +$35.9K
SNSR icon
852
Global X Internet of Things ETF
SNSR
$215M
$626K 0.01%
16,940
-19,764
-54% -$747K
SPMD icon
853
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$625K 0.01%
10,795
+6,756
+167% +$388K
PEY icon
854
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.15B
$623K 0.01%
30,583
-4,853
-14% -$100K
SLAB icon
855
Silicon Laboratories
SLAB
$7.16B
$623K 0.01%
4,770
+414
+10% +$54.4K
SSNC icon
856
SS&C Technologies
SSNC
$18.3B
$619K 0.01%
7,078
-666
-9% -$56.8K
FIW icon
857
First Trust Water ETF
FIW
$1.84B
$615K 0.01%
5,657
+80
+1% +$8.92K
FDRR icon
858
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$614K 0.01%
10,067
-100
-1% -$6K
MDLZ icon
859
Mondelez International
MDLZ
$78B
$614K 0.01%
11,397
-5,110
-31% -$294K
LEN icon
860
Lennar Class A
LEN
$20.5B
$613K 0.01%
5,966
-112
-2% -$13.5K
DOV icon
861
Dover
DOV
$27.4B
$612K 0.01%
3,137
+20
+0.6% +$3.64K
MDYG icon
862
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$611K 0.01%
6,611
-4,689
-41% -$431K
FRDM icon
863
Freedom 100 Emerging Markets ETF
FRDM
$3.22B
$610K 0.01%
11,904
-125
-1% -$5.97K
USRT icon
864
iShares Core US REIT ETF
USRT
$4.74B
$608K 0.01%
10,669
+233
+2% +$13.5K
WAT icon
865
Waters Corp
WAT
$36.4B
$605K 0.01%
1,594
+135
+9% +$49.7K
BIDU icon
866
Baidu
BIDU
$35.8B
$605K 0.01%
4,632
+115
+3% +$14.3K
HYHG icon
867
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$183M
$605K 0.01%
9,394
-650
-6% -$41.8K
BNOV icon
868
Innovator US Equity Buffer ETF November
BNOV
$208M
$602K 0.01%
13,543
+1,230
+10% +$54.1K
CEMB icon
869
iShares JPMorgan EM Corporate Bond ETF
CEMB
$398M
$602K 0.01%
13,124
+781
+6% +$35.9K
CFG icon
870
Citizens Financial Group
CFG
$29.9B
$600K 0.01%
10,270
-642
-6% -$34.5K
STT icon
871
State Street
STT
$50.3B
$597K 0.01%
4,629
-422
-8% -$50.5K
SCHA icon
872
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$596K 0.01%
20,937
-314
-1% -$8.87K
FENY icon
873
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$595K 0.01%
24,033
-2
-0% -$49
IHF icon
874
iShares US Healthcare Providers ETF
IHF
$1.22B
$595K 0.01%
12,415
+391
+3% +$19.2K
PSA icon
875
Public Storage
PSA
$60.5B
$594K 0.01%
2,290
-109
-5% -$30.5K
33 34
35
36 37

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.