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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
851
Nike
NKE
$61.9B
$588K 0.01%
8,430
+2,919
+53% +$218K
PAUG icon
852
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$588K 0.01%
13,839
+1,774
+15% +$73.7K
STT icon
853
State Street
STT
$50.9B
$586K 0.01%
5,051
+248
+5% +$27.7K
RSG icon
854
Republic Services
RSG
$66.7B
$584K 0.01%
2,546
+155
+6% +$36.4K
MET icon
855
MetLife
MET
$61B
$583K 0.01%
7,082
+140
+2% +$11K
EQIN
856
Columbia U.S. Equity Income ETF
EQIN
$302M
$583K 0.01%
12,490
+492
+4% +$22.4K
CFG icon
857
Citizens Financial Group
CFG
$30.4B
$580K 0.01%
10,912
+5,124
+89% +$255K
ILF icon
858
iShares Latin America 40 ETF
ILF
$3.77B
$580K 0.01%
20,066
-141,557
-88% -$3.76M
CGXU icon
859
Capital Group International Focus Equity ETF
CGXU
$6.22B
$579K 0.01%
19,555
+1,184
+6% +$33.1K
MLI icon
860
Mueller Industries
MLI
$14.1B
$578K 0.01%
11,428
+1,380
+14% +$63.3K
IMAR icon
861
Innovator International Developed Power Buffer ETF March
IMAR
$111M
$578K 0.01%
19,930
+19,394
+3,618% +$553K
BBLU icon
862
EA Bridgeway Blue Chip ETF
BBLU
$435M
$577K 0.01%
38,375
+14,274
+59% +$204K
CPT icon
863
Camden Property Trust
CPT
$11.3B
$575K 0.01%
5,385
-297
-5% -$32.6K
PKW icon
864
Invesco BuyBack Achievers ETF
PKW
$1.69B
$574K 0.01%
4,332
-29
-0.7% -$3.73K
SCHM icon
865
Schwab US Mid-Cap ETF
SCHM
$14.6B
$574K 0.01%
19,355
-2,331
-11% -$67.9K
JMST icon
866
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$572K 0.01%
11,216
+285
+3% +$14.5K
SLAB icon
867
Silicon Laboratories
SLAB
$7.15B
$571K 0.01%
4,356
-205
-4% -$27.9K
CEMB icon
868
iShares JPMorgan EM Corporate Bond ETF
CEMB
$393M
$570K 0.01%
12,343
+16
+0.1% +$731
KR icon
869
Kroger
KR
$34.8B
$569K 0.01%
8,441
-611
-7% -$42.5K
SPEM icon
870
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$569K 0.01%
12,147
+1,829
+18% +$81.3K
F icon
871
Ford
F
$57.3B
$568K 0.01%
47,479
-7,888
-14% -$90.9K
IRM icon
872
Iron Mountain
IRM
$38.2B
$566K 0.01%
5,554
-599
-10% -$57.7K
RPG icon
873
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$566K 0.01%
11,861
-510
-4% -$23.9K
CGW icon
874
Invesco S&P Global Water Index ETF
CGW
$1.05B
$566K 0.01%
8,808
+4,593
+109% +$291K
IDA icon
875
Idacorp
IDA
$8.23B
$564K 0.01%
4,268
+227
+6% +$28.1K
33 34
35
36 37

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.