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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIW icon
826
First Trust Water ETF
FIW
$1.84B
$627K 0.01%
5,577
+227
+4% +$25.3K
FLEX icon
827
Flex
FLEX
$43.4B
$624K 0.01%
10,760
+5,401
+101% +$287K
BSCU icon
828
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.63B
$624K 0.01%
+36,901
New +$621K
IR icon
829
Ingersoll Rand
IR
$33B
$623K 0.01%
7,538
-810
-10% -$66.4K
FCOM icon
830
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$623K 0.01%
8,772
-412
-4% -$27.9K
BIPC icon
831
Brookfield Infrastructure
BIPC
$5.11B
$622K 0.01%
15,120
+952
+7% +$38.6K
TYL icon
832
Tyler Technologies
TYL
$12.2B
$619K 0.01%
1,183
+32
+3% +$18K
CGCV
833
Capital Group Conservative Equity ETF
CGCV
$1.91B
$617K 0.01%
20,478
+20,404
+27,573% +$599K
STIP icon
834
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$616K 0.01%
5,959
+1,287
+28% +$133K
FICO icon
835
Fair Isaac
FICO
$28.7B
$615K 0.01%
411
-3
-0.7% -$4.51K
USRT icon
836
iShares Core US REIT ETF
USRT
$4.74B
$613K 0.01%
10,436
+926
+10% +$53.2K
WRB icon
837
W.R. Berkley
WRB
$28B
$611K 0.01%
7,973
-410
-5% -$29.2K
FMAT icon
838
Fidelity MSCI Materials Index ETF
FMAT
$585M
$610K 0.01%
11,642
+252
+2% +$13.1K
MLPA icon
839
Global X MLP ETF
MLPA
$2.28B
$607K 0.01%
12,535
-879
-7% -$43.7K
SYF icon
840
Synchrony
SYF
$23.7B
$606K 0.01%
8,535
+579
+7% +$41.9K
HACK icon
841
Amplify Cybersecurity ETF
HACK
$2.63B
$606K 0.01%
6,983
-3,502
-33% -$297K
EXR icon
842
Extra Space Storage
EXR
$31.2B
$602K 0.01%
4,268
+220
+5% +$31.6K
CSX icon
843
CSX Corp
CSX
$98.6B
$601K 0.01%
16,925
-3,701
-18% -$126K
FDRR icon
844
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$596K 0.01%
10,167
-179
-2% -$10.1K
BIDU icon
845
Baidu
BIDU
$35.8B
$595K 0.01%
4,517
+318
+8% +$31.5K
FENY icon
846
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$594K 0.01%
24,035
+552
+2% +$13.4K
IHF icon
847
iShares US Healthcare Providers ETF
IHF
$1.18B
$594K 0.01%
12,024
+1,605
+15% +$73.3K
SCHA icon
848
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$593K 0.01%
21,251
+800
+4% +$21.4K
CTRA
849
DELISTED
Coterra Energy
CTRA
$591K 0.01%
25,000
-681
-3% -$16.4K
PAVE icon
850
Global X US Infrastructure Development ETF
PAVE
$14.3B
$589K 0.01%
12,357
+6,974
+130% +$321K
32 33
34
35 36

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.