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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
801
Fiserv Inc
FISV
$27.9B
$725K 0.01%
10,798
-15,516
-59% -$1.3M
FICO icon
802
Fair Isaac
FICO
$30B
$720K 0.01%
426
+15
+4% +$25.8K
WAB icon
803
Wabtec
WAB
$50B
$713K 0.01%
3,339
-182
-5% -$37.4K
VFMO icon
804
Vanguard US Momentum Factor ETF
VFMO
$1.78B
$711K 0.01%
3,720
+63
+2% +$12.1K
BNS icon
805
Scotiabank
BNS
$106B
$703K 0.01%
9,544
+2,405
+34% +$163K
REMG
806
Russell Investments Emerging Markets Equity ETF
REMG
$101M
$703K 0.01%
23,798
-9,953
-29% -$290K
BSTP icon
807
Innovator Buffer Step-Up Strategy ETF
BSTP
$59.6M
$701K 0.01%
18,893
+1,127
+6% +$41.3K
PBJ icon
808
Invesco Food & Beverage ETF
PBJ
$109M
$701K 0.01%
15,645
+14,006
+855% +$628K
SEIV icon
809
SEI QiM U.S. Large Cap Value Active ETF
SEIV
$1.45B
$701K 0.01%
16,881
-633
-4% -$25.3K
PVAL icon
810
Putnam Focused Large Cap Value ETF
PVAL
$12.8B
$699K 0.01%
15,337
+9,658
+170% +$424K
AER icon
811
AerCap
AER
$23.8B
$696K 0.01%
4,839
+1,067
+28% +$141K
CGMS icon
812
Capital Group US Multi-Sector Income ETF
CGMS
$5.2B
$690K 0.01%
24,985
+1,422
+6% +$39.4K
STIP icon
813
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$688K 0.01%
6,715
+756
+13% +$77.8K
FLRT icon
814
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$656M
$680K 0.01%
14,432
+3,535
+32% +$167K
TFLO icon
815
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$680K 0.01%
13,473
-1,943
-13% -$98.1K
SEIM icon
816
SEI QiM U.S. Large Cap Momentum Active ETF
SEIM
$1.37B
$679K 0.01%
14,718
-389
-3% -$17.7K
LUV icon
817
Southwest Airlines
LUV
$22.2B
$678K 0.01%
16,397
-3,979
-20% -$139K
CSX icon
818
CSX Corp
CSX
$95.6B
$677K 0.01%
18,687
+1,762
+10% +$63.1K
ED icon
819
Consolidated Edison
ED
$41.3B
$675K 0.01%
6,800
+449
+7% +$44.6K
ENTG icon
820
Entegris
ENTG
$18.4B
$675K 0.01%
8,016
+279
+4% +$24.2K
AVLV icon
821
Avantis US Large Cap Value ETF
AVLV
$18B
$674K 0.01%
8,900
-10
-0.1% -$736
CRDO icon
822
Credo Technology Group
CRDO
$37.3B
$671K 0.01%
4,661
+137
+3% +$21.1K
BAUG icon
823
Innovator US Equity Buffer ETF August
BAUG
$198M
$670K 0.01%
13,395
-425
-3% -$21K
BRX icon
824
Brixmor Property Group
BRX
$9.96B
$670K 0.01%
25,541
+2,390
+10% +$63.1K
ACWV icon
825
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.29B
$669K 0.01%
5,633
+358
+7% +$42.8K
31 32
33
34 35

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.