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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
776
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$708K 0.01%
24,312
+14,491
+148% +$412K
FLDR icon
777
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$707K 0.01%
14,082
+170
+1% +$8.54K
WAB icon
778
Wabtec
WAB
$51.1B
$706K 0.01%
3,521
+162
+5% +$32K
DFAE icon
779
Dimensional Emerging Core Equity Market ETF
DFAE
$9.21B
$702K 0.01%
22,271
+7,186
+48% +$216K
EXPE icon
780
Expedia Group
EXPE
$31.2B
$702K 0.01%
3,282
+588
+22% +$118K
VFMO icon
781
Vanguard US Momentum Factor ETF
VFMO
$1.8B
$701K 0.01%
3,657
+56
+2% +$10.1K
SE icon
782
Sea Limited
SE
$61.2B
$700K 0.01%
3,918
+382
+11% +$65.5K
SONY icon
783
Sony
SONY
$123B
$698K 0.01%
24,252
+1,656
+7% +$44.5K
PSA icon
784
Public Storage
PSA
$60.2B
$693K 0.01%
2,399
-433
-15% -$124K
RACE icon
785
Ferrari
RACE
$63.3B
$692K 0.01%
1,426
+182
+15% +$87.2K
NVR icon
786
NVR
NVR
$17.2B
$691K 0.01%
86
+14
+19% +$111K
AWK icon
787
American Water Works
AWK
$26.3B
$688K 0.01%
4,945
-547
-10% -$77.3K
SSNC icon
788
SS&C Technologies
SSNC
$17.8B
$687K 0.01%
7,744
+538
+7% +$46.6K
HIG icon
789
Hartford Financial Services
HIG
$38.5B
$687K 0.01%
5,149
+377
+8% +$48.4K
LOGI icon
790
Logitech
LOGI
$15.2B
$687K 0.01%
6,259
+151
+2% +$15.2K
SEIM icon
791
SEI QiM U.S. Large Cap Momentum Active ETF
SEIM
$1.38B
$686K 0.01%
15,107
+3,031
+25% +$132K
DLTR icon
792
Dollar Tree
DLTR
$23.1B
$683K 0.01%
7,234
+182
+3% +$19.5K
FIX icon
793
Comfort Systems
FIX
$61B
$682K 0.01%
826
-105
-11% -$71.2K
SEIV icon
794
SEI QiM U.S. Large Cap Value Active ETF
SEIV
$1.48B
$681K 0.01%
17,514
+3,840
+28% +$143K
BAUG icon
795
Innovator US Equity Buffer ETF August
BAUG
$197M
$677K 0.01%
13,820
+1,960
+17% +$93.3K
TTWO icon
796
Take-Two Interactive
TTWO
$43B
$676K 0.01%
2,618
+361
+16% +$85.4K
ALL icon
797
Allstate
ALL
$66.9B
$676K 0.01%
3,150
+462
+17% +$93.2K
MSTR icon
798
Strategy Inc
MSTR
$33.5B
$675K 0.01%
2,095
+438
+26% +$163K
BSCR icon
799
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$674K 0.01%
34,187
+6,946
+25% +$137K
MTBA icon
800
Simplify MBS ETF
MTBA
$1.53B
$673K 0.01%
13,371
+1,300
+11% +$65.3K
30 31
32
33 34

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.