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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFG icon
726
National Fuel Gas
NFG
$7.77B
$895K 0.01%
11,184
+2,161
+24% +$178K
QLYS icon
727
Qualys
QLYS
$4.89B
$891K 0.01%
6,708
+4,803
+252% +$661K
INSM icon
728
Insmed
INSM
$23.1B
$891K 0.01%
5,121
-1,883
-27% -$344K
HYLB icon
729
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$888K 0.01%
24,120
+389
+2% +$14.3K
AIG icon
730
American International
AIG
$42.2B
$887K 0.01%
10,373
-2,077
-17% -$166K
NEMD
731
Neuberger Emerging Markets Debt Hard Currency ETF
NEMD
$137M
$886K 0.01%
16,953
+351
+2% +$18.2K
SYF icon
732
Synchrony
SYF
$24.3B
$885K 0.01%
10,612
+2,077
+24% +$159K
SHEL icon
733
Shell
SHEL
$242B
$884K 0.01%
12,027
+243
+2% +$17.9K
DLTR icon
734
Dollar Tree
DLTR
$24.1B
$878K 0.01%
7,134
-100
-1% -$10.7K
XYZ
735
Block Inc
XYZ
$47.7B
$876K 0.01%
13,463
+1,335
+11% +$92.1K
SPOT icon
736
Spotify
SPOT
$99.5B
$872K 0.01%
1,502
-323
-18% -$202K
AEM icon
737
Agnico Eagle Mines
AEM
$73.3B
$870K 0.01%
5,131
+581
+13% +$97.7K
F icon
738
Ford
F
$58.6B
$867K 0.01%
66,105
+18,626
+39% +$240K
BIV icon
739
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$866K 0.01%
11,117
+2,702
+32% +$211K
RBLX icon
740
Roblox
RBLX
$33.4B
$864K 0.01%
10,657
+7,421
+229% +$788K
VBK icon
741
Vanguard Small-Cap Growth ETF
VBK
$23.5B
$864K 0.01%
2,858
+193
+7% +$58.2K
YETI icon
742
Yeti Holdings
YETI
$3.86B
$863K 0.01%
19,533
+15,322
+364% +$589K
VNQ icon
743
Vanguard Real Estate ETF
VNQ
$39.9B
$862K 0.01%
9,740
-237
-2% -$21.3K
DELL icon
744
Dell
DELL
$281B
$858K 0.01%
6,819
+611
+10% +$86.1K
ES icon
745
Eversource Energy
ES
$28.3B
$857K 0.01%
12,726
+279
+2% +$19.6K
BHP icon
746
BHP
BHP
$213B
$856K 0.01%
14,185
+553
+4% +$31.4K
SDCI icon
747
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
$556M
$856K 0.01%
38,864
+1,438
+4% +$33K
IDMO icon
748
Invesco S&P International Developed Momentum ETF
IDMO
$4.05B
$856K 0.01%
15,396
+1,358
+10% +$73.8K
ARES icon
749
Ares Management
ARES
$29.3B
$851K 0.01%
5,263
-47
-0.9% -$7.32K
LPLA icon
750
LPL Financial
LPLA
$26.7B
$849K 0.01%
2,377
-225
-9% -$79.6K
28 29
30
31 32

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.