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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCAP
51
Principal Capital Appreciation Select ETF
LCAP
$1.81B
$23.3M 0.38%
803,223
+401,445
+100% +$11.1M
ITOT icon
52
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$22.8M 0.38%
156,585
-2,439
-2% -$342K
LQD icon
53
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$22.6M 0.37%
202,883
+46,489
+30% +$5.11M
MBB icon
54
iShares MBS ETF
MBB
$39B
$22.1M 0.36%
231,823
+59,345
+34% +$5.57M
APIE icon
55
ActivePassive International Equity ETF
APIE
$1.11B
$21.6M 0.36%
608,977
+60,093
+11% +$2.05M
TSM icon
56
TSMC
TSM
$2.09T
$21.2M 0.35%
75,774
-7,871
-9% -$1.92M
VGLT icon
57
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$20.5M 0.34%
360,581
+16,937
+5% +$944K
FTEC icon
58
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$19.3M 0.32%
86,652
+55,328
+177% +$11.5M
EWU icon
59
iShares MSCI United Kingdom ETF
EWU
$4.04B
$19.2M 0.32%
456,845
+32,955
+8% +$1.35M
DYNF icon
60
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$18.9M 0.31%
319,887
+50,275
+19% +$2.85M
ETY icon
61
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$18.3M 0.3%
1,151,738
+17,259
+2% +$272K
FNDX icon
62
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$17.9M 0.3%
681,154
-10,209
-1% -$259K
APCB icon
63
ActivePassive Core Bond ETF
APCB
$1B
$17.9M 0.29%
598,469
+120,110
+25% +$3.55M
MA icon
64
Mastercard
MA
$477B
$17.2M 0.28%
30,210
+1,388
+5% +$797K
QUAL icon
65
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$17M 0.28%
87,584
-568
-0.6% -$107K
QYLD icon
66
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$16.8M 0.28%
988,061
-54,153
-5% -$909K
XYLD icon
67
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$16.8M 0.28%
428,043
+10,183
+2% +$397K
TSLA icon
68
Tesla
TSLA
$1.24T
$16.2M 0.27%
36,337
+3,261
+10% +$1.13M
FNDE icon
69
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$15.8M 0.26%
436,861
-31,504
-7% -$1.09M
GIGB icon
70
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$957M
$15.7M 0.26%
336,508
+11,727
+4% +$541K
VXF icon
71
Vanguard Extended Market ETF
VXF
$30.3B
$15.4M 0.25%
73,706
+3,569
+5% +$722K
VCIT icon
72
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$15M 0.25%
178,498
+1,255
+0.7% +$104K
VCSH icon
73
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$14.9M 0.25%
186,974
+14,769
+9% +$1.17M
LLY icon
74
Eli Lilly
LLY
$1.07T
$14.8M 0.24%
19,450
+302
+2% +$225K
SCHW
75
Charles Schwab
SCHW
$177B
$14.5M 0.24%
152,070
+8,144
+6% +$773K
1 2
3
4 5

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.