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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YLD icon
51
Principal Active High Yield ETF
YLD
$570M
$14.3M 0.35%
731,823
+345,511
+89% +$6.66M
UNH icon
52
UnitedHealth
UNH
$382B
$13.9M 0.34%
23,726
+1,933
+9% +$1.09M
MA icon
53
Mastercard
MA
$477B
$13.7M 0.33%
27,701
+1,185
+4% +$551K
VOX icon
54
Vanguard Communication Services ETF
VOX
$5.53B
$13.6M 0.33%
93,403
+7,183
+8% +$992K
HYG icon
55
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$13.6M 0.33%
168,860
+47,430
+39% +$3.73M
SIZE icon
56
iShares MSCI USA Size Factor ETF
SIZE
$427M
$13.5M 0.33%
90,770
+1,804
+2% +$257K
LLY icon
57
Eli Lilly
LLY
$1.07T
$13.5M 0.33%
15,189
+1,027
+7% +$923K
IQLT icon
58
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$13.1M 0.32%
314,888
+5,805
+2% +$231K
GIGB icon
59
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$957M
$12.9M 0.31%
273,406
+1,233
+0.5% +$57.3K
VXF icon
60
Vanguard Extended Market ETF
VXF
$30.3B
$12.9M 0.31%
71,017
-1,914
-3% -$335K
PCN
61
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$12.8M 0.31%
900,769
+79,059
+10% +$1.07M
TSM icon
62
TSMC
TSM
$2.09T
$12.7M 0.31%
73,117
+5,258
+8% +$896K
APUE icon
63
ActivePassive US Equity ETF
APUE
$2.39B
$12.5M 0.3%
355,666
+179,897
+102% +$6.11M
COWZ icon
64
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$11.9M 0.29%
206,271
-9,253
-4% -$518K
VCIT icon
65
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$11.9M 0.29%
142,232
-4,757
-3% -$391K
VFH icon
66
Vanguard Financials ETF
VFH
$13.3B
$11.7M 0.28%
106,172
+4,833
+5% +$512K
VSS icon
67
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$11.6M 0.28%
92,036
+10,289
+13% +$1.24M
SPIB icon
68
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$11.4M 0.28%
337,877
+149,659
+80% +$4.97M
VO icon
69
Vanguard Mid-Cap ETF
VO
$106B
$11.4M 0.27%
172,128
+1,100
+0.6% +$69.1K
SPHQ icon
70
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$11.3M 0.27%
168,376
-1,583
-0.9% -$103K
AVGO icon
71
Broadcom
AVGO
$1.82T
$11.2M 0.27%
64,712
+18,532
+40% +$2.97M
VHT icon
72
Vanguard Health Care ETF
VHT
$18.2B
$11.1M 0.27%
39,461
-268
-0.7% -$74.4K
BKNG icon
73
Booking.com
BKNG
$138B
$11.1M 0.27%
65,575
+2,475
+4% +$380K
MBB icon
74
iShares MBS ETF
MBB
$39B
$10.9M 0.26%
113,795
+29,902
+36% +$2.83M
IUSB icon
75
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$10.9M 0.26%
230,988
+44,888
+24% +$2.08M
1 2
3
4 5

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.