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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
51
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$12.2M 0.38%
525,940
+16,328
+3% +$361K
USMV icon
52
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$12M 0.37%
143,025
+10,229
+8% +$825K
VCIT icon
53
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$11.9M 0.37%
147,389
+122,941
+503% +$9.87M
VO icon
54
Vanguard Mid-Cap ETF
VO
$106B
$11.5M 0.36%
184,260
-26,208
-12% -$1.55M
PSC icon
55
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.52B
$11.5M 0.36%
232,151
+25,735
+12% +$1.21M
IQLT icon
56
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$11.4M 0.35%
286,881
+16,888
+6% +$644K
MA icon
57
Mastercard
MA
$477B
$11.4M 0.35%
23,593
-127
-0.5% -$58.1K
VCSH icon
58
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$11.1M 0.35%
143,474
-3,630
-2% -$280K
VOX icon
59
Vanguard Communication Services ETF
VOX
$5.53B
$11M 0.34%
84,022
+2,911
+4% +$365K
SIZE icon
60
iShares MSCI USA Size Factor ETF
SIZE
$427M
$10.6M 0.33%
74,810
+5,427
+8% +$730K
GSY icon
61
Invesco Ultra Short Duration ETF
GSY
$3.82B
$10.5M 0.33%
210,613
+13,995
+7% +$699K
PCN
62
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$10.5M 0.33%
751,351
+72,042
+11% +$957K
VGIT icon
63
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$10.5M 0.33%
178,541
+9,633
+6% +$565K
DGRO icon
64
iShares Core Dividend Growth ETF
DGRO
$42.6B
$10.4M 0.32%
178,666
+15,247
+9% +$846K
XMHQ icon
65
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$10.3M 0.32%
93,459
+32,188
+53% +$3.15M
VFH icon
66
Vanguard Financials ETF
VFH
$13.3B
$10.2M 0.32%
99,151
+4,219
+4% +$405K
UNH icon
67
UnitedHealth
UNH
$382B
$10.1M 0.32%
20,483
+432
+2% +$220K
EFAV icon
68
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$10.1M 0.32%
142,672
-2,236
-2% -$156K
SPHQ icon
69
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$9.91M 0.31%
163,941
+20,749
+14% +$1.19M
SPY icon
70
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$9.3M 0.29%
17,776
+358
+2% +$178K
EWG icon
71
iShares MSCI Germany ETF
EWG
$1.5B
$9.05M 0.28%
285,182
+10,482
+4% +$314K
LLY icon
72
Eli Lilly
LLY
$1.07T
$8.96M 0.28%
11,511
+2,823
+32% +$2.01M
XMMO icon
73
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$8.9M 0.28%
77,487
+52,677
+212% +$5.34M
VB icon
74
Vanguard Small-Cap ETF
VB
$79.5B
$8.83M 0.28%
38,637
+3,362
+10% +$723K
VSS icon
75
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$8.51M 0.27%
72,852
+11,826
+19% +$1.34M
1 2
3
4 5

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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.