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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MELI icon
701
Mercado Libre
MELI
$93B
$983K 0.02%
488
+114
+30% +$239K
XOP icon
702
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.53B
$983K 0.02%
7,783
-1,279
-14% -$166K
NATO
703
Themes Transatlantic Defense ETF
NATO
$103M
$978K 0.02%
25,574
+826
+3% +$31.1K
VONG icon
704
Vanguard Russell 1000 Growth ETF
VONG
$42.7B
$975K 0.02%
8,010
+1,183
+17% +$144K
WSM icon
705
Williams-Sonoma
WSM
$27.3B
$974K 0.02%
5,453
+360
+7% +$67.5K
USIG icon
706
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$967K 0.01%
18,676
+399
+2% +$20.8K
CALF icon
707
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.63B
$964K 0.01%
21,732
+6,791
+45% +$298K
SEIC icon
708
SEI Investments
SEIC
$12B
$963K 0.01%
11,739
+9,622
+455% +$791K
VRSK icon
709
Verisk Analytics
VRSK
$26.9B
$957K 0.01%
4,280
-2,185
-34% -$493K
SPYV icon
710
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$956K 0.01%
16,829
+1,481
+10% +$83.2K
EMLC icon
711
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$954K 0.01%
36,967
+705
+2% +$18K
FITB
712
Fifth Third Bancorp
FITB
$52.1B
$954K 0.01%
20,375
-10,202
-33% -$449K
VT icon
713
Vanguard Total World Stock ETF
VT
$76.7B
$954K 0.01%
6,761
+157
+2% +$21.9K
USA icon
714
Liberty All-Star Equity Fund
USA
$1.76B
$952K 0.01%
151,520
-65,427
-30% -$407K
DJD icon
715
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$481M
$942K 0.01%
16,493
-109,261
-87% -$6.16M
XLP icon
716
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$941K 0.01%
12,108
-775
-6% -$60.5K
PEO
717
Adams Natural Resources Fund
PEO
$739M
$940K 0.01%
43,243
+2,086
+5% +$44.9K
MRVL icon
718
Marvell Technology
MRVL
$174B
$936K 0.01%
11,010
-361
-3% -$31.6K
FALN icon
719
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$930K 0.01%
34,057
-71
-0.2% -$1.95K
MINT icon
720
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$926K 0.01%
9,224
+2,185
+31% +$220K
HIG icon
721
Hartford Financial Services
HIG
$38.8B
$921K 0.01%
6,683
+1,534
+30% +$202K
AEP icon
722
American Electric Power
AEP
$73.4B
$912K 0.01%
7,907
-60
-0.8% -$7.09K
DOC icon
723
Healthpeak Properties
DOC
$15.3B
$901K 0.01%
56,026
+2,102
+4% +$37.1K
A icon
724
Agilent Technologies
A
$39B
$899K 0.01%
6,608
+4,057
+159% +$583K
GRMN
725
Garmin
GRMN
$47B
$898K 0.01%
4,427
+111
+3% +$24.1K
27 28
29
30 31

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.