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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLB icon
701
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$881K 0.01%
23,731
+2,076
+10% +$76.5K
DELL icon
702
Dell
DELL
$283B
$880K 0.01%
6,208
+1,317
+27% +$171K
VRT icon
703
Vertiv
VRT
$112B
$879K 0.01%
5,828
+122
+2% +$16.3K
XYZ
704
Block Inc
XYZ
$45.9B
$876K 0.01%
12,128
+1,193
+11% +$89.3K
CTSH icon
705
Cognizant
CTSH
$21.5B
$875K 0.01%
13,041
+1,429
+12% +$103K
MELI icon
706
Mercado Libre
MELI
$91.3B
$874K 0.01%
374
+106
+40% +$254K
NEM icon
707
Newmont
NEM
$98.2B
$873K 0.01%
10,360
+1,843
+22% +$129K
DLR icon
708
Digital Realty Trust
DLR
$73.7B
$871K 0.01%
5,039
+354
+8% +$60.5K
LPLA icon
709
LPL Financial
LPLA
$26.3B
$866K 0.01%
2,602
+537
+26% +$195K
GSST icon
710
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.55B
$865K 0.01%
17,061
+522
+3% +$26.4K
FFSM icon
711
Fidelity Fundamental Small-Mid Cap ETF
FFSM
$1.43B
$865K 0.01%
29,610
+18,546
+168% +$526K
SDCI icon
712
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
$553M
$861K 0.01%
37,426
+1,265
+3% +$28.2K
BTZ icon
713
BlackRock Credit Allocation Income Trust
BTZ
$927M
$858K 0.01%
77,664
-3,444
-4% -$37.9K
EOCT icon
714
Innovator Emerging Markets Power Buffer ETF October
EOCT
$104M
$854K 0.01%
27,475
-111
-0.4% -$3.24K
LRN icon
715
Stride
LRN
$3.69B
$854K 0.01%
5,734
+2,500
+77% +$367K
IJT icon
716
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$851K 0.01%
6,017
+769
+15% +$106K
PFEB icon
717
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$851K 0.01%
21,436
+16,300
+317% +$633K
SPYV icon
718
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$849K 0.01%
15,348
+1,630
+12% +$87.8K
ARES icon
719
Ares Management
ARES
$28.5B
$849K 0.01%
5,310
+786
+17% +$142K
DGX icon
720
Quest Diagnostics
DGX
$25.1B
$847K 0.01%
4,446
+67
+2% +$11.9K
NEMD
721
Neuberger Emerging Markets Debt Hard Currency ETF
NEMD
$136M
$846K 0.01%
+16,602
New +$842K
SHEL icon
722
Shell
SHEL
$245B
$843K 0.01%
11,784
-847
-7% -$61K
BIO icon
723
Bio-Rad Laboratories Class A
BIO
$8.42B
$841K 0.01%
2,999
+69
+2% +$18.8K
NFG icon
724
National Fuel Gas
NFG
$7.84B
$833K 0.01%
9,023
+3,280
+57% +$286K
SPDW icon
725
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$833K 0.01%
19,457
+4,380
+29% +$182K
27 28
29
30 31

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.