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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATO icon
676
Atmos Energy
ATO
$29.9B
$1.08M 0.02%
6,433
+617
+11% +$107K
DT icon
677
Dynatrace
DT
$12.1B
$1.08M 0.02%
24,879
+316
+1% +$14.7K
VIG icon
678
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.07M 0.02%
4,869
+520
+12% +$114K
DES icon
679
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.06M 0.02%
31,642
-612
-2% -$20.4K
JAAA icon
680
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.06M 0.02%
20,867
+1,617
+8% +$81.8K
BPOP icon
681
Popular Inc
BPOP
$11B
$1.05M 0.02%
8,452
+4,189
+98% +$495K
FLEX icon
682
Flex
FLEX
$43.4B
$1.05M 0.02%
17,351
+6,591
+61% +$407K
ALNY icon
683
Alnylam Pharmaceuticals
ALNY
$36.3B
$1.04M 0.02%
2,626
+188
+8% +$83.2K
ILCG icon
684
iShares Morningstar Growth ETF
ILCG
$3.1B
$1.04M 0.02%
10,021
-235
-2% -$24.5K
FESM icon
685
Fidelity Enhanced Small Cap Core ETF
FESM
$5.93B
$1.04M 0.02%
27,446
+4,926
+22% +$184K
SRE icon
686
Sempra
SRE
$60.8B
$1.03M 0.02%
11,629
-305
-3% -$27.8K
GFI icon
687
Gold Fields
GFI
$29.2B
$1.02M 0.02%
23,438
-10,675
-31% -$446K
EMXC icon
688
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$1.02M 0.02%
14,064
-75,031
-84% -$5.32M
IXG icon
689
iShares Global Financials ETF
IXG
$655M
$1.02M 0.02%
8,440
-17
-0.2% -$1.98K
AVEM icon
690
Avantis Emerging Markets Equity ETF
AVEM
$25.4B
$1.02M 0.02%
13,215
+6,320
+92% +$484K
CACI icon
691
CACI
CACI
$10.8B
$1.02M 0.02%
1,910
+249
+15% +$141K
LYV icon
692
Live Nation Entertainment
LYV
$41.2B
$1.02M 0.02%
7,134
+591
+9% +$84.9K
FJUN icon
693
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$1.02M 0.02%
17,801
– –
BOND icon
694
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$1.01M 0.02%
10,893
+354
+3% +$33.1K
CTSH icon
695
Cognizant
CTSH
$21.5B
$1.01M 0.02%
12,112
-929
-7% -$69.5K
FAB icon
696
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$1M 0.02%
11,249
-5,843
-34% -$511K
AGNC icon
697
AGNC Investment
AGNC
$12.3B
$1M 0.02%
93,483
+9,558
+11% +$98.3K
VICI icon
698
VICI Properties
VICI
$29.4B
$1M 0.02%
35,624
-1,671
-4% -$49.6K
TRV icon
699
Travelers Companies
TRV
$80.8B
$1M 0.02%
3,450
+73
+2% +$20.5K
ULTA icon
700
Ulta Beauty
ULTA
$20.4B
$995K 0.02%
1,645
+487
+42% +$268K
26 27
28
29 30

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.