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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REMG
676
Russell Investments Emerging Markets Equity ETF
REMG
$101M
$965K 0.02%
33,751
+23,740
+237% +$640K
EDIV icon
677
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$960K 0.02%
24,715
+14,254
+136% +$552K
PNC icon
678
PNC Financial Services
PNC
$100B
$958K 0.02%
4,769
-240
-5% -$47.5K
BUFF icon
679
Innovator Laddered Allocation Power Buffer ETF
BUFF
$895M
$956K 0.02%
19,575
-5,043
-20% -$242K
MRVL icon
680
Marvell Technology
MRVL
$174B
$956K 0.02%
11,371
+405
+4% +$29.8K
XLV icon
681
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$955K 0.02%
6,863
-17,340
-72% -$2.35M
USIG icon
682
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$954K 0.02%
18,277
-1,323
-7% -$68.3K
FALN icon
683
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$948K 0.02%
34,128
+493
+1% +$13.4K
DBP icon
684
Invesco DB Precious Metals Fund
DBP
$237M
$945K 0.02%
10,630
+352
+3% +$27.9K
CPA icon
685
Copa Holdings
CPA
$5.56B
$944K 0.02%
7,949
+1,694
+27% +$194K
TRV icon
686
Travelers Companies
TRV
$80.8B
$943K 0.02%
3,377
+260
+8% +$69.6K
VIG icon
687
Vanguard Dividend Appreciation ETF
VIG
$111B
$938K 0.02%
4,349
+291
+7% +$61.1K
EMLC icon
688
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$925K 0.02%
36,262
+9,054
+33% +$229K
RPRX icon
689
Royalty Pharma
RPRX
$26.1B
$922K 0.02%
26,134
+25,860
+9,438% +$936K
PWR icon
690
Quanta Services
PWR
$93.9B
$922K 0.02%
2,224
+357
+19% +$139K
STX icon
691
Seagate
STX
$193B
$920K 0.02%
3,899
-358
-8% -$61.1K
VNQ icon
692
Vanguard Real Estate ETF
VNQ
$39.9B
$912K 0.02%
9,977
+2,321
+30% +$211K
VT icon
693
Vanguard Total World Stock ETF
VT
$76.3B
$910K 0.02%
6,604
+307
+5% +$40.8K
AEP icon
694
American Electric Power
AEP
$73.7B
$896K 0.01%
7,967
+1,309
+20% +$143K
MPC icon
695
Marathon Petroleum
MPC
$90.3B
$895K 0.01%
4,646
+226
+5% +$39.7K
HTUS icon
696
Hull Tactical US ETF
HTUS
$152M
$891K 0.01%
20,894
+693
+3% +$28.5K
WH icon
697
Wyndham Hotels & Resorts
WH
$5.46B
$886K 0.01%
11,091
+327
+3% +$28.2K
PEO
698
Adams Natural Resources Fund
PEO
$759M
$886K 0.01%
41,157
+10,372
+34% +$224K
ES icon
699
Eversource Energy
ES
$28.2B
$885K 0.01%
12,447
+689
+6% +$45.2K
RL icon
700
Ralph Lauren
RL
$22.2B
$884K 0.01%
2,819
+76
+3% +$22.6K
26 27
28
29 30

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
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TAM
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AMH
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Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.