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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHS icon
651
Universal Health Services
UHS
$9.43B
$1.06M 0.02%
5,170
+452
+10% +$81.3K
WTFC icon
652
Wintrust Financial
WTFC
$10.7B
$1.05M 0.02%
7,956
+1,527
+24% +$202K
BRO icon
653
Brown & Brown
BRO
$22.9B
$1.04M 0.02%
11,132
+1,960
+21% +$191K
VLTO icon
654
Veralto
VLTO
$22.6B
$1.04M 0.02%
9,791
+247
+3% +$26.1K
MDYG icon
655
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$1.03M 0.02%
11,300
+15
+0.1% +$1.35K
DOC icon
656
Healthpeak Properties
DOC
$15.4B
$1.03M 0.02%
53,924
+49,479
+1,113% +$887K
MDLZ icon
657
Mondelez International
MDLZ
$77.7B
$1.03M 0.02%
16,507
+1,841
+13% +$119K
EIX icon
658
Edison International
EIX
$30.7B
$1.03M 0.02%
18,646
+1,249
+7% +$67.4K
WBD icon
659
Warner Bros
WBD
$64.6B
$1.02M 0.02%
52,165
+2,840
+6% +$38.7K
CAH icon
660
Cardinal Health
CAH
$53.4B
$1.01M 0.02%
6,450
+488
+8% +$75.4K
XLP icon
661
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.01M 0.02%
12,883
+645
+5% +$52.1K
INSM icon
662
Insmed
INSM
$23.2B
$1.01M 0.02%
7,004
+1,283
+22% +$157K
TFLR icon
663
T. Rowe Price Floating Rate ETF
TFLR
$668M
$1M 0.02%
19,479
+5,424
+39% +$280K
EEMV icon
664
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$997K 0.02%
15,622
-782
-5% -$49.5K
FJUN icon
665
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$996K 0.02%
17,801
-1,670
-9% -$91.5K
WSM icon
666
Williams-Sonoma
WSM
$26.7B
$995K 0.02%
5,093
+510
+11% +$97.5K
ATO icon
667
Atmos Energy
ATO
$29.9B
$993K 0.02%
5,816
+585
+11% +$94.4K
IXG icon
668
iShares Global Financials ETF
IXG
$655M
$987K 0.02%
8,457
+8,384
+11,485% +$952K
BOND icon
669
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$984K 0.02%
10,539
+402
+4% +$37.1K
NICE icon
670
Nice
NICE
$5.29B
$981K 0.02%
6,778
+932
+16% +$140K
MKL icon
671
Markel Group
MKL
$25B
$981K 0.02%
513
+37
+8% +$72.5K
CGNG
672
Capital Group New Geography Equity ETF
CGNG
$2.61B
$980K 0.02%
31,708
+31,678
+105,593% +$934K
AIG icon
673
American International
AIG
$41.9B
$978K 0.02%
12,450
-88
-0.7% -$7.03K
JAAA icon
674
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$978K 0.02%
19,250
+567
+3% +$28.7K
NATO
675
Themes Transatlantic Defense ETF
NATO
$101M
$969K 0.02%
24,748
+539
+2% +$19.7K
25 26
27
28 29

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.