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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
626
Cboe Global Markets
CBOE
$29.8B
$1.16M 0.02%
4,737
+376
+9% +$90.3K
COO icon
627
Cooper Companies
COO
$13.7B
$1.16M 0.02%
16,897
+14,961
+773% +$1.06M
EAD
628
Allspring Income Opportunities Fund
EAD
$372M
$1.15M 0.02%
164,361
+3,179
+2% +$22.5K
YUM icon
629
Yum! Brands
YUM
$41B
$1.14M 0.02%
7,489
+331
+5% +$48.7K
ENSG icon
630
The Ensign Group
ENSG
$10.1B
$1.12M 0.02%
6,488
-224
-3% -$35.7K
BBHY icon
631
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$1.12M 0.02%
23,773
+14,016
+144% +$653K
STNE icon
632
StoneCo
STNE
$2.62B
$1.11M 0.02%
58,938
+5,012
+9% +$79.7K
ALNY icon
633
Alnylam Pharmaceuticals
ALNY
$36.3B
$1.11M 0.02%
2,438
+724
+42% +$295K
BJUN icon
634
Innovator US Equity Buffer ETF June
BJUN
$311M
$1.11M 0.02%
24,290
-492
-2% -$22K
BSCQ icon
635
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$1.11M 0.02%
56,611
+13,422
+31% +$262K
OTIS icon
636
Otis Worldwide
OTIS
$27.4B
$1.1M 0.02%
12,043
+2,696
+29% +$245K
RECS icon
637
Columbia Research Enhanced Core ETF
RECS
$5.89B
$1.1M 0.02%
27,281
+2,930
+12% +$113K
FHLC icon
638
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$1.1M 0.02%
16,458
-14,266
-46% -$922K
ACGL icon
639
Arch Capital
ACGL
$36.1B
$1.1M 0.02%
12,103
-362
-3% -$32.5K
AFL icon
640
Aflac
AFL
$63.9B
$1.09M 0.02%
9,775
-3,816
-28% -$401K
DES icon
641
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.09M 0.02%
32,254
+172
+0.5% +$5.71K
HYMB icon
642
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$1.08M 0.02%
43,426
+7,990
+23% +$195K
INGR icon
643
Ingredion
INGR
$6.38B
$1.08M 0.02%
8,863
+225
+3% +$29K
AIZ icon
644
Assurant
AIZ
$13.7B
$1.08M 0.02%
4,993
+364
+8% +$73.9K
SRE icon
645
Sempra
SRE
$60.8B
$1.07M 0.02%
11,934
+55
+0.5% +$4.45K
ILCG icon
646
iShares Morningstar Growth ETF
ILCG
$3.1B
$1.07M 0.02%
10,256
-212
-2% -$21.3K
LYV icon
647
Live Nation Entertainment
LYV
$41.2B
$1.07M 0.02%
6,543
+608
+10% +$96.1K
HLN icon
648
Haleon
HLN
$43.1B
$1.07M 0.02%
118,927
-6,089
-5% -$58.6K
GRMN
649
Garmin
GRMN
$46.9B
$1.06M 0.02%
4,316
+65
+2% +$15K
FANG icon
650
Diamondback Energy
FANG
$57.6B
$1.06M 0.02%
7,423
+546
+8% +$77.7K
24 25
26
27 28

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.